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13F filings cover US-listed holdings and arrive up to 45 days after quarter end, so positions may have changed since.
“The information set forth in Item 3 hereof is hereby incorporated by reference into this Item 4, as applicable. The Reporting Person is the Issuer's non-independent director as of the date of this filing. Mr. Lam consummated the transactions described herein after the expiration of the lock-up perio…”
A 13D means the holder crossed 5% with intent beyond passive ownership and had to state a purpose; a 13G is the passive version. Every new 13D on tracked companies.