AACGATA Creativity Global 34.5%
EVERRISE HOLDINGS LLC and 2 relatedActivistfiled Oct 22 · event Jul 21
“The Reporting Persons intend to participate in and influence the strategic direction, management and operations of the Issuer. The Reporting Persons may, from time to time, engage in discussions with the Issuer's board of directors, management and other shareholders regarding the Issuer's business, operations, management, financial condition, strategic plans, corporate governance, capital structure and other matters relating to the Issuer. The Reporting Persons may also introduce or provide business opportunities,…”
Filing on EDGAR ↗EdgePoint Investment Group Inc.Activistfiled Oct 22 · event Oct 21
“The Reporting Person and the EdgePoint Funds acquired the shares of Common Stock to which this Schedule 13D relates for investment purposes in the ordinary course of business. The Reporting Person and the EdgePoint Funds acquired the shares of Common Stock because they believed that the shares of Common Stock reported herein, when purchased, represented an attractive investment opportunity. Subject to the terms and conditions of the Cooperation Agreement (as defined below), the Reporting Person intends to review it…”
Filing on EDGAR ↗BBCIBradbury Capital Inc. 10.4%
Yong Teck HongActivistfiled Oct 22 · event Oct 6
“The acquisition by Yong Teck Hong of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent an attractive investment. Depending on prevailing market, economic and other conditions, Yong Teck Hong may from time to time acquire additional Shares or engage in discussions with the Company concerning future acquisitions of shares of its capital stock. Such acquisitions may be made by means of open-market purchases, privately negotiated transactions, direct ac…”
Filing on EDGAR ↗FLSCFrazier Life Sciences Acquisition Corp. II 20.5%
Frazier Life Sciences Holdings II LLC and 4 relatedActivistfiled Oct 21 · event Oct 15
“The information set forth in Items 3 and 6 hereof is incorporated by reference in its entirety into this Item 4. The securities described herein were acquired solely for investment purposes. The Reporting Persons reserve the right to acquire, or dispose of, additional securities of the Issuer in the ordinary course of their business, to the extent deemed advisable in light of their general investment and trading policies, market conditions or other factors. The Reporting Persons may engage in discussions from time…”
Filing on EDGAR ↗Sachem Head Capital Management LP and 3 relatedActivistfiled Oct 21 · event Oct 20
“The Reporting Persons purchased the shares of Series A Preferred Stock and Class A Common Stock because they believe they represent an attractive investment opportunity. The Reporting Persons intend to engage in discussions with the Issuer's management and board of directors (the "Board"), other stockholders of the Issuer and other interested parties on issues that may relate to the business, management, operations, assets, capitalization, financial condition, strategic plans, governance and Board composition and t…”
Filing on EDGAR ↗Chris Mayer and 1 relatedPassivefiled Oct 21 · event Oct 6
“The Reporting Persons acquired the securities described herein for investment purposes. On October 6, 2026, the Board of Directors of the Issuer (the "Board") appointed Mr. Mayer as Co-Chief Executive Officer of the Issuer, effective immediately. In that capacity, Mr. Mayer is responsible for the Issuer's corporate strategy and growth, consolidated financial performance, budgeting and profitability, fundraising, investor relations and capital markets, capital allocation and strategic investments, and Board communic…”
Filing on EDGAR ↗Hampton Financial Corp. and 1 relatedPassivefiled Oct 21 · event Sep 28
“Hampton acquired 325,000 Common Shares in the belief that such securities were an attractive investment. On September 28, 2026, Hampton sent a letter to the issuer's Chief Financial Officer, a copy of which is attached hereto as Exhibit 99.2 and is incorporated herein by reference. Except as set forth in this Schedule 13D (including in the aforementioned letter), the Reporting Persons currently do not have any plans or proposals that relate to or would result in any of the transactions described in subparagraphs (a…”
Filing on EDGAR ↗BGXBlackstone Long-Short Credit Income Fund 5.9%
Saba Capital Management, L.P. and 2 relatedActivistfiled Oct 21 · event Oct 19
“The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the…”
Filing on EDGAR ↗Irodakhon AbduvakhitovaPassivefiled Oct 20 · event Oct 13
“On October 6, 2026, the Reporting Person, entered into a Share Exchange Agreement with the Issuer, Tourism and Entertainment Group LLC, a limited liability company organized under the laws of the Republic of Uzbekistan and in which Mr. Artikkhodjaev holds over 99% ownership interest ("TEG LLC" and together with the Reporting Person, the "Sellers"), TEG SPV, LLC, a limited liability company organized under the laws of the Republic of Uzbekistan ("TEG SPV"). Pursuant to the agreement, the Issuer agreed to acquire 99.…”
Filing on EDGAR ↗OLDRIDGE PHILLIPActivistfiled Oct 19 · event Oct 9
“The Reporting Person acquired the securities reported herein pursuant to the Transaction as described in Item 3 above. The Reporting Person intends to work with the board of directors of the Issuer (the "Board"), members of management and/or other shareholders or other relevant parties with respect to operational, strategic, financial or governance matters or otherwise work with management and the Board with a view to maximizing shareholder value with respect to the Issuer and / or the Reporting Person. Without lim…”
Filing on EDGAR ↗Pani Corp. and 1 relatedActivistfiled Oct 16 · event Oct 8
“Pani received the Shares described in this Schedule 13D in connection with the Spin-Off Transaction. Any Reporting Person may from time to time acquire additional securities of the Issuer, or retain or sell all or a portion of the Shares then held by the Reporting Persons, in the open market, block trades, underwritten public offerings or privately negotiated transactions. Mr. Panagiotidis serves as the Chairman and Chief Executive Officer of the Issuer and therefore regularly engages in discussions with management…”
Filing on EDGAR ↗LHAILinkhome Holdings Inc. 20.1%
Qin Zhen and 2 relatedActivistfiled Oct 16 · event Sep 24
“The Foundation received the 3,820,000 shares of common stock of the issuer as a charitable contribution from Qin Zhen to provide assets to support the Foundation's purposes. The Reporting Persons have agreed to act together with respect to the holding, voting, or disposition of such shares, as described in Item 6. The Foundation may from time to time dispose of some or all of such shares, depending upon market conditions, the Foundation's liquidity needs and charitable objectives, applicable legal and regulatory re…”
Filing on EDGAR ↗ELI LILLY & CoInvestmentfiled Oct 16 · event Oct 13
“The Reporting Person acquired the securities reported herein for investment purposes and intends to continue to review its investments in the Issuer on an ongoing basis. Except as set forth herein, the Reporting Person does not currently have any specific plan or proposal to acquire or dispose of Common Stock of the Issuer or any securities exercisable for or convertible into Common Stock of the Issuer, but the Reporting Person, consistent with its investment purpose, may at any time and from time to time directly…”
Filing on EDGAR ↗SV Biotech Crossover Opportunities Fund LP and 1 relatedInvestmentfiled Oct 16 · event Oct 8
“The Reporting Persons initially acquired the Preferred Stock underlying the Shares for investment purposes only. The Reporting Persons believe that the Issuer is an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their respective positions in the Issuer through, amo…”
Filing on EDGAR ↗Ruen Hua Dyeing & Weaving Co., Ltd.Activistfiled Oct 15 · event Oct 7
“The Reporting Person acquired beneficial ownership of the securities reported herein for investment purposes, subject to the following: The Reporting Person intends to review its investment on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negotiated transactions or otherwise, (ii) to dispose of all or a portion of the securities of the Issuer ow…”
Filing on EDGAR ↗TCRTAlaunos Therapeutics, Inc. 20.0%
Fairmount Funds Management LLC and 4 relatedInvestmentfiled Oct 15 · event Oct 13
“The Reporting Persons own 19.99% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of September 30, 2026, plus the shares of Common Stock issued in the Financing (as defined below). The Reporting Persons' securities include (i) 687,789 shares of Common Stock and (ii) 171,000 shares of Common Stock issuable upon conversion of 171 shares of Series C Preferred Stock held directly by Co-Invest and exclude (i) 105,286,000 shares of Common Stock issuable upon conversion of 105,286…”
Filing on EDGAR ↗SRTAStrata Critical Medical, Inc. 5.8%
Third Point LLC and 1 relatedActivistfiled Oct 15 · event Oct 13
“The Reporting Persons acquired the securities reported herein for investment purposes and believe that the Common Stock is undervalued. The Reporting Persons believe that the underlying business of the Issuer is strong, but not of a scale to support its current overhead and that management incentive options are not aligned with creating shareholder value. Accordingly, the Reporting Persons believe that the Issuer should explore strategic alternatives, including the consideration of a potential sale of the Issuer ma…”
Filing on EDGAR ↗Liontrust Investment Partners LLPInvestmentfiled Oct 15 · event Oct 14
“(a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer”
Filing on EDGAR ↗Seto Wai YueActivistfiled Oct 14 · event Oct 9
“The Reporting Person acquired the Shares pursuant to a Securities Purchase Agreement dated October 9, 2026, with the Issuer, under which the Reporting Person purchased an aggregate of 300,000 Class A ordinary shares and 300,000 warrants, which were concurrently exercised into 1,200,000 Class A ordinary shares, in a private placement. The Reporting Person holds the shares for investment purposes. The Reporting Person is the Chief Executive Officer of the Issuer and a member of the board of directors of the Issuer an…”
Filing on EDGAR ↗MARISELLE A.S. and 2 relatedInvestmentfiled Oct 14 · event Oct 13
“Mariselle a.s. entered into the Share Forward Transaction for investment purposes and to obtain economic exposure to the Shares. Mr. Holan, in his capacity as Group Investment Manager of Czechoslovak Group a.s., directs investment decisions with respect to the investment. The Share Forward Transaction provided for cash settlement only, unless the Investment Canada Act approval was obtained, in which case physical settlement would be permitted upon election by Mariselle a.s., subject to other applicable conditions.…”
Filing on EDGAR ↗Prime Ocean Holdings LimitedInvestmentfiled Oct 14 · event Oct 14
“On March 11, 2026, PRIME OCEAN HOLDINGS LIMITED (the "Transferor") and JMD CORPORATE SERVICES LIMITED (the "Transferee") entered into a share transfer agreement, pursuant to which PRIME OCEAN agreed to transfer certain shares held by it to JMD CORPORATE SERVICES LIMITED. Under the terms of the share transfer agreement, Transferor is the registered proprietor of 18.000.000 ordinary shares (certificate no. C1353) with a par value of US$0.004 each of the TROOPS, INC. In addition, pursuant to the terms of the share tra…”
Filing on EDGAR ↗RTSNRetension Pharmaceuticals, Inc. 7.1%
Eric KellerActivistfiled Oct 14 · event Oct 13
“The Reporting Person acquired beneficial ownership of the securities reported herein in as Chief Executive Officer, a member of the board of directors (the "Board") and a co-founder of the Issuer, for investment purposes, and as compensation from the Issuer. In his capacity as Chief Executive Officer and a member of the Board of the Issuer, the Reporting Person may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of…”
Filing on EDGAR ↗FSPFRANKLIN STREET PROPERTIES CORP. /MA/ 6.8%
Powell Anderson Capital Partners LLC and 3 relatedActivistfiled Oct 14 · event Oct 6
“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗TCPCBlackRock TCP Capital Corp. 5.1%
Saba Capital Management, L.P. and 2 relatedActivistfiled Oct 14 · event Oct 9
“The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in th…”
Filing on EDGAR ↗BBCIBradbury Capital Inc. 52.7%
Loo See Yuen and 2 relatedActivistfiled Oct 13 · event Oct 6
“The acquisition by the Loo See Yuen/ Bradbury Private Investment XVIII/Bradbury Private Equity Fund E of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent an attractive investment. Depending on prevailing market, economic and other conditions, Loo See Yuen may from time to time acquire additional Shares or engage in discussions with the Company concerning future acquisitions of shares of its capital stock. Such acquisitions may be made by means of o…”
Filing on EDGAR ↗CRCUFCanagold Resources Ltd. 49.8%
Vikramjeet Singh Sodhi and 3 relatedPassivefiled Oct 13 · event Oct 28
“The Reporting Persons acquired and hold the Common Shares for investment purposes. SVI AG may from time to time consider participating in future financings by the Issuer, but the Reporting Persons do not presently intend to increase their aggregate beneficial ownership to 50% or more of the outstanding Common Shares. Except as described above, the Reporting Persons have no present plans or proposals that relate to or would result in any of the matters described in paragraphs (a) through (j) of Item 4 of Schedule 13…”
Filing on EDGAR ↗PAXGPine Tree Acquisition Corp. 32.7%
Pine Tree Sponsor Group, LLCInvestmentfiled Oct 13 · event Oct 7
“On July 1, 2024, the Reporting Person paid $25,000 to acquire 2,424,324 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"), of the Issuer. Following share capitalizations in October 2025 and June 2026, the Reporting Person held 4,928,571 Founder Shares. Up to 642,857 Founder Shares are subject to surrender for no consideration depending on the extent to which the underwriters' over-allotment option is exercised. The Founder Shares are convertible into the Issuer's Class A ordinary shares co…”
Filing on EDGAR ↗ITGRInteger Holdings Corporation 14.0%
Tarheel Investors III L.P. and 13 relatedInvestmentfiled Oct 13 · event Oct 5
“Swap Transactions Tarheel Investors III L.P. previously held certain equity swaps with an unrelated counterparty ("Counterparty") that could be physically settled ("Equity Swaps") upon the satisfaction of certain regulatory conditions. On October 5, 2026, the regulatory conditions applicable to such Equity Swaps were satisfied and Tarheel Investors III L.P. acquired beneficial ownership of the Common Stock underlying the Equity Swaps, and subsequently received 4,753,677 shares of Common Stock for an aggregate payme…”
Filing on EDGAR ↗BORRBorr Drilling Limited 12.2%
Drew Holdings Ltd. and 1 relatedActivistfiled Oct 13 · event Oct 5
“The Reporting Persons acquired the shares of Common Shares for investment or other purposes, from working capital and as disclosed in Item 3, which is incorporated by reference. The Reporting Persons intend to evaluate their investment in the Common Shares on a continual basis. The Reporting Persons may, from time to time: (i) acquire additional shares of Common Shares and/or other securities of the Issuer; (ii) retain or sell all or a portion of the shares of Common Shares and/or other securities of the Issuer hel…”
Filing on EDGAR ↗Michael Sinensky and 1 relatedActivistfiled Oct 13 · event Oct 1
“The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Marketing and Comms of the Issuer, Mr. Sinensky may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagrap…”
Filing on EDGAR ↗Roman Vintfeld and 1 relatedActivistfiled Oct 13 · event Oct 1
“The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Sales and Marketing of the Issuer, Mr. Vintfeld may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagrap…”
Filing on EDGAR ↗Ruilin XuActivistfiled Oct 9 · event Jun 17
“On July 27, 2026, the Issuer issued 20,991 Class B Ordinary Shares to Xu, pursuant to the employment agreement, between the Issuer and Xu, dated August 22, 2022 (the "Employment Agreement"). On May 8, 2026, the Issuer issued 81,081 Class B Ordinary Shares to Xu, pursuant to the Employment Agreement. On November 27, 2025, the Issuer issued 51,282 Class B Ordinary Shares to Xu, pursuant to the Employment Agreement. On June 17, 2025, the Issuer issued 1,519 (on the post-1:25-reverse split basis) Class B Ordinary Share…”
Filing on EDGAR ↗OMTKOmnitek Engineering Corp 85.2%
Hard Rock Holdco LLC and 1 relatedInvestmentfiled Oct 9 · event Sep 29
“On September 29, 2026 (the "Tranche 1 Closing Date"), the Company completed the closing and sale of 5,000 shares of Series A Preferred Stock for $500,000, pursuant to a Preferred Stock Purchase Agreement (the "Preferred Purchase Agreement") dated September 27, 2026. Per the terms of the Preferred Purchase Agreement, parties agreed for the Tranche 2 Closing and purchase of an additional 5,000 shares for $500,000 to occur no later than ninety (90) days after the Tranche 1 Closing Date. The rights, preferences and pri…”
Filing on EDGAR ↗NCMINational CineMedia, Inc. 28.9%
Blantyre Capital II LimitedActivistfiled Oct 9 · event Apr 2
“The information set forth in Item 4 of the Blantyre 13D is incorporated herein by reference. On May 7, 2026, the Board of Directors of the Issuer (the "Board") elected Mark Sardi as a member of the Board. Mr. Sardi was appointed in accordance with the Director DesignationAgreement, dated August 7, 2023 (the "Designation Agreement"), by and among the Issuer, the Consenting Creditor Designation Committee (as defined in the Designation Agreement), and Blantyre Capital Limited, as previously described in the Blantyre 1…”
Filing on EDGAR ↗Zheng MingjieActivistfiled Oct 9 · event Oct 8
“The information contained in Item 2(c) of this Schedule 13D is incorporated herein by reference. The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the PIPE. The Reporting Person acquired the securities reported herein for investment purposes. The Reporting Person expects to review from time to time his investment in the Issuer and may, depending on market and other conditions, and subject to any agreements between the Reporting Person and the Issuer, including a…”
Filing on EDGAR ↗GWLLGOLDENWELL BIOTECH, INC. 20.2%
Ming ZhouActivistfiled Oct 9 · event Oct 8
“Ms. Zhou holds the shares of shares of common stock of the Issuer, as described in Item 3 herein, for investment purposes. Depending upon then prevailing market conditions, other investment opportunities available to Ms. Zhou, the availability of shares of common stock at prices that would make the purchase of additional shares of common stock desirable and other investment considerations, Ms. Zhou may endeavor to increase her position in the Issuer through, among other things, the purchase of shares of…”
Filing on EDGAR ↗Creatura ChristopherActivistfiled Oct 9 · event Mar 11
“The Reporting Person acquired the securities reported in this statement as founder shares, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Person holds those securities for investment. The Reporting Person serves as Chief Credit Officer of the Issuer and is an officer of the Issuer within the meaning of Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended. The Reporting Person is not a director of the Issuer. The Reporting P…”
Filing on EDGAR ↗Nickel JesseActivistfiled Oct 9 · event Jan 23
“The Reporting Person acquired the securities reported in this statement as founder shares, in the Issuer's Seed B financing, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Person holds those securities for investment. The Reporting Person serves as Head of Business Development of the Issuer and is an officer of the Issuer within the meaning of Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended. The Reporting Person is not…”
Filing on EDGAR ↗SAIQWISeSat.Space Holdings Corp. 88.5%
WISeQey Corp. and 2 relatedActivistfiled Oct 8 · event Oct 1
“The Reporting Persons acquired the securities of the Issuer reported herein pursuant to the Share Exchange contemplated by the BCA. The purpose of the Share Exchange was to effect a business combination whereby SpaceAIQ (formerly a wholly-owned subsidiary of WISeQey, d/b/a SpaceAIQ Corp.) became a subsidiary of WISeSat, a newly formed holding company, and CAC merged with and into Merger Sub, with CAC surviving as a wholly-owned subsidiary of WISeSat (the "Merger" and, together with the Share Exchange, the "Business…”
Filing on EDGAR ↗ESEESCO Technologies Inc. 16.4%
TBG AGActivistfiled Oct 8 · event Oct 1
“On the Completion Date, in connection with the consummation of the Transaction pursuant to the Purchase Agreement, the Reporting Person entered into that certain Shareholder Agreement, dated as of October 1, 2026, by and between the Reporting Person and the Issuer (the "Shareholder Agreement"), which provides for, among other things, certain transfer restrictions, standstill obligations, voting commitments, board designation rights, consent rights, preemptive rights, registration rights and information rights of th…”
Filing on EDGAR ↗NDRAENDRA Life Sciences Inc. 15.1%
ASP Isotopes Inc. and 1 relatedInvestmentfiled Oct 8 · event Oct 1
“The information reported in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. LHE LNG intends to exercise Pre-Funded Warrants to purchase 187,169 shares of Common Stock prior to the record date of the Special Meeting in order to vote such shares of Common Stock on any proposals on which it is entitled to vote at the Special Meeting. The Reporting Persons intend to review their investment in the Issuer on a continuing basis taking into consideration various factors, including th…”
Filing on EDGAR ↗Andrew FoxActivistfiled Oct 8 · event Oct 1
“The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the Merger. Effective upon the Closing, the Board of Directors of the Issuer (the "Board") appointed the Reporting Person as Chief Executive Officer and Chairman of the Board of the Issuer. The Reporting Person acquired the securities reported herein for investment purposes. In his capacity as Chief Executive Officer and…”
Filing on EDGAR ↗FEAM5E Advanced Materials, Inc. 12.4%
Karnavati Holdings, Inc. and 2 relatedPassivefiled Oct 8 · event Oct 1
“The Reporting Persons acquired the shares as consideration in partial satisfaction of secured obligations owed by SVM, as described in Item 3, and hold them for investment purposes. Under the APA, KHI may receive up to an additional 2,155,818 shares, consisting of 312,500 shares held back by the Issuer pending delivery of executed deeds and the Tranche 2 Funding under the Bridge Facility, and any residual of 1,843,318 shares held in escrow pending resolution of a mechanic's lien claim. Under Section 6.23 of the APA…”
Filing on EDGAR ↗Shaw Matthew Ian and 2 relatedActivistfiled Oct 7 · event Sep 30
“Mr. Shaw is the Chief Executive Officer and Chairman of the Issuer. In such capacity, Mr. Shaw may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Depending on market conditions and o…”
Filing on EDGAR ↗PORTSouthport Acquisition Corp. II 27.7%
Southport Acquisition Sponsor II LLC and 2 relatedInvestmentfiled Oct 7 · event Sep 30
“In connection with the organization of the Issuer, in July 2026, the Sponsor paid $25,000, or approximately $0.003 per share, to cover certain of the Issuer's offering costs in exchange for 7,666,667 Class B Ordinary Shares (the "Founder Shares") pursuant to the Securities Subscription Agreement dated as of July 15, 2026 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"), as more fully described in Item 6 of this Schedule 13D which information is incorporated herein by reference. On October…”
Filing on EDGAR ↗STKHSteakholder Foods Ltd. 6.5%
Lee Keng JieInvestmentfiled Oct 7 · event Oct 1
“The reporting person acquired the 72,583 ADSs of issuer reported herein for investment purposes. Based on the reporting person's belief that the securities represented an attractive investment opportunity. The reporting person intends to review their investment on a continuing basis. Depending on various factors, including the issuer business, financial condition, and stock price, as well as general market and economic conditions, the reporting person may from time to time purchase additional ADSs or ordinary share…”
Filing on EDGAR ↗Hernandez Gerard Albert Palana and 1 relatedActivistfiled Oct 7 · event Sep 30
“Mr. Hernandez is the Chief Accounting Officer. In such capacity, Mr. Hernandez may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Depending on market conditions and other factors, th…”
Filing on EDGAR ↗AGMHAGM Group Holdings Inc. 81.5%
Rui Zhang and 1 relatedActivistfiled Oct 6 · event Oct 5
“The purpose for the Reporting Persons to enter into the Transaction is to seize the investment opportunity in connection with the Company. By entering into the Share Purchase Agreement and completing the Transaction, the Reporting Persons become the controlling shareholder of the Company based on the ownership of class A shares as reported in this Schedule 13D. Vastway Technology Co., Ltd. has been granted, pursuant to the Share Purchase Agreement, "piggyback registration rights" that it may, when the Company deter…”
Filing on EDGAR ↗BRVOBravo Multinational Inc. 78.2%
Michael Williams and 1 relatedActivistfiled Oct 6 · event Sep 18
“The Reporting Persons acquired beneficial ownership through the Share Purchase Agreement described in Item 3. Michael Williams was appointed Chairman of the Board of the Issuer effective September 18, 2026, and the Board was reconstituted pursuant to the Share Purchase Agreement. MWP holds the Option described in Item 6 and may exercise it. The Reporting Persons control a majority of the Issuer's voting power and intend to vote at the upcoming annual meeting on the election of directors and the Stock Incentive Plan…”
Filing on EDGAR ↗TAVITavia Acquisition Corp. 25.6%
Fog Cutter Holdings, LLCInvestmentfiled Oct 6 · event Sep 29
“On September 29, 2026, the Issuer entered into a Purchase and Sponsor Handover Agreement (the "Purchase Agreement") with the Reporting Person and Tavia Sponsor Pte. Ltd., a Singapore company (the "Sponsor"), pursuant to which the Reporting Person agreed to purchase from the Sponsor an aggregate of (i) 2,243,333 Ordinary Shares and (ii) 249,107 private units of the Issuer, with each private unit consisting of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upo…”
Filing on EDGAR ↗KLXEKLX Energy Services Holdings, Inc. 21.3%
Cross Ocean Partners Management LP and 4 relatedActivistfiled Oct 6 · event Sep 29
“The information set forth in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons will continuously review their investment in Issuer, and depending on market, economic and industry conditions, their continuing evaluation of the business, strategies, prospects, management, governance, operations, performance, financial matters, capital structure and prospects, market positions, strateg…”
Filing on EDGAR ↗KLXEKLX Energy Services Holdings, Inc. 12.4%
WHITEBOX ADVISORS LLCInvestmentfiled Oct 6 · event Sep 29
“The information set forth in Item 6 of this Schedule 13D is incorporated herein by reference. Backstop Agreement On August 6, 2026, the Company entered into a Rights Offering Backstop Agreement (the "Backstop Agreement") with the holders of the 2030 Notes (the "Backstop Parties"), including the Reporting Person on behalf of the Whitebox Funds, in connection with the Company's $125.0 million rights offering (the "Rights Offering"), to purchase each Backstop Party's individual backstop commitment, for an aggregate of…”
Filing on EDGAR ↗Leath Mack Rimmer Jr.Activistfiled Oct 6 · event Sep 14
“The purposes of the Reporting Person's acquisition of Common Stock on September 2, 2022, was for investment purposes and for the provision of bridge financing to the Issuer. The purpose of the Reporting Person's acquisition of Common Stock on September 28, 2024, was for investment purposes and to discharge obligations owed by the Issuer to the Reporting Person under the Leath Note. The purpose of the Reporting Person's acquisition of the Series X Preferred Stock on January 1, 2024, was for investment purposes and t…”
Filing on EDGAR ↗ANYDarkHorse Technologies Inc. 7.6%
Joel BlockActivistfiled Oct 6 · event Sep 11
“Item 3 above is hereby incorporated into this Item 4 by reference. The Reporting Person acquired the securities reported herein for investment purposes and in connection with his service as the Chief Executive Officer and a member of the Board of Directors of the Issuer. In his capacity as Chief Executive Officer and a member of the Board of Directors of the Issuer, the Reporting Person is involved in the management of the Issuer and may have influence over the Issuer's corporate activities, including activities wh…”
Filing on EDGAR ↗PICTET ASSET MANAGEMENT SAPassivefiled Oct 6 · event Oct 5
“The Reporting Person acquired shares of Elastic NV as part of its investment strategy, which includes considering the clarity and robustness of the issuer's long-term strategy; the functioning and calibre of governance structures and effective leadership; the financial strength and performance of issuers and the fair valuation of underlying securities; and financially-material sustainability risks & opportunities. The Reporting Person is therefore actively engaging with the Issuer to discuss and promote initiatives…”
Filing on EDGAR ↗MFN Partners, LP and 5 relatedActivistfiled Oct 5 · event Oct 4
“The Reporting Persons filed an initial Schedule 13G on February 10, 2023, which was amended on February 12, 2024; August 14, 2024; November 13, 2024 and February 12, 2025 (together, the "Schedule 13G"), with respect to the Issuer. All of the Common Stock of the Issuer reported on this Schedule 13D was acquired in the ordinary course of business for investment purposes by the Reporting Persons. Voting Agreement On October 4, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by a…”
Filing on EDGAR ↗ADRXADARx Pharmaceuticals, Inc. 9.3%
SR One Capital Management, LLC and 9 relatedActivistfiled Oct 5 · event Sep 28
“The Funds acquired their respective shares for investment purposes. Depending on market conditions, its continuing evaluation of the business and prospects of the Issuer and other factors, the Funds and other Reporting Persons may dispose of or acquire additional shares of the Issuer. Except as set forth above, none of the Reporting Persons has any present plans which relate to or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issue…”
Filing on EDGAR ↗ESRTEmpire State Realty Trust, Inc. 5.8%
Erez Asset Management LLC and 2 relatedActivistfiled Oct 5 · event Oct 1
“The Reporting Persons believe that the securities of the Issuer are undervalued and represent an attractive investment opportunity. The Reporting Persons have communicated with management and the Board of Directors of the Issuer (the "Board") regarding capital allocation, business management and operations, and strategy and plans of the Issuer, including a potential strategic review of some or all of the Issuer's assets. The Reporting Persons intend to have discussions with management and members of the Board about…”
Filing on EDGAR ↗GOWGOWell Energy Technology 74.0%
Hegro Well Pte. Ltd. ("Hegro") and 3 relatedActivistfiled Oct 2 · event Sep 25
“The information set forth in Items 3 and 6 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the Ordinary Shares reported herein in connection with the consummation of the transactions contemplated by the Business Combination Agreement. At the Second Merger Effective Time, each ordinary share of GOWell Technology Limited held by Hegro immediately prior thereto was converted into the right to receive Ordinary Shares of the Issuer based on the Exchange Ra…”
Filing on EDGAR ↗Gary M. Lauder and 3 relatedActivistfiled Oct 2 · event Sep 28
“Almost all of the shares of Common Stock beneficially owned by the Reporting Persons were acquired prior to the Issuer's 2017 initial public offering. The Reporting Persons acquired their shares of Common Stock for investment. On September 28, 2026, the Issuer, Transom Signal AcquireCo, LLC ("Parent") and Transom Signal MergerSub, Inc. ("Merger Sub") entered into an Agreement and Plan of Merger (the "Merger Agreement"). The Merger Agreement provides for a tender offer for all outstanding shares of Common Stock for…”
Filing on EDGAR ↗Howard S. Jonas and 1 relatedInvestmentfiled Oct 2 · event Sep 25
“On September 10, 2026, Mr. Jonas entered into a Securities Purchase Agreement with the Company and the other purchasers named therein (the "Purchase Agreement") providing for his purchase of 2,218,430 shares of Class B Common Stock and warrants to purchase 1,996,587 shares of Class B Common Stock for an aggregate purchase price by Mr. Jonas of $6,500,000. The purchase price was $2.93 per share and accompanying warrant coverage, which was equal to the closing price of the Class B Common Stock on the NYSE American on…”
Filing on EDGAR ↗ADRXADARx Pharmaceuticals, Inc. 14.0%
ORBIMED ADVISORS LLC and 4 relatedInvestmentfiled Oct 2 · event Sep 28
“This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition,…”
Filing on EDGAR ↗Chang Woei JiannActivistfiled Oct 2 · event Sep 25
“On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180 shares of Common Stock of the Issuer, from the Seller for an aggregate purchase price of $1,296,000. The…”
Filing on EDGAR ↗Michelle Chiam Sin LingActivistfiled Oct 2 · event Sep 25
“On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180 shares of Common Stock of the Issuer, from the Seller for an aggregate purchase price of $1,296,000. The…”
Filing on EDGAR ↗GOWGOWell Energy Technology 9.9%
Inflection Point Fund I, LPActivistfiled Oct 2 · event Sep 25
“Business Combination Closing On September 24, 2026 and September 25, 2026, the Issuer consummated its previously-announced business combination (the "Business Combination") with GOWell Technology Limited ("GOWell"), Inflection Point Acquisition Corp. V ("SPAC") and IPCV Merger Sub Limited ("Merger Sub"). In connection with the Business Combination, among other things, (a) on September 24, 2026, the SPAC merged with and into the Issuer, as a result of which the separate corporate existence of the SPAC ceased and the…”
Filing on EDGAR ↗Patel Kirtan SanjaykumarPassivefiled Oct 2 · event Dec 31
“The Reporting Person acquired the shares for investment purposes. In connection with the proposed merger of Langham Merger Sub, Inc. with and into the Issuer pursuant to the Agreement and Plan of Merger dated as of July 31, 2026, by and among the Issuer, Langham Project, LLC and Langham Merger Sub, Inc. (the "Merger"), the Reporting Person has sent to the Issuer written notices of intent to demand payment for the shares pursuant to Nevada Revised Statutes 92A.300 to 92A.500, and has voted against the Merger. The Re…”
Filing on EDGAR ↗Alpine Fox Capital LLC and 1 relatedPassivefiled Oct 1 · event Sep 28
“The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons have no present plans or proposals that relate to or would result in any of the transactions or matters described in Items 4(a) through 4(j) of Schedule 13D, including, without limitation, any plans or proposals to change or influence the control of the Issuer. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Depending on various factors, including, without limitat…”
Filing on EDGAR ↗Nokia Solutions and Networks Oy and 1 relatedActivistfiled Oct 1 · event Oct 1
“The information set forth in Items 3 and 6 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons intend to continue to review their investment in the Issuer on an ongoing basis and, in the course of their review, may take actions (including through their affiliates) with respect to their investment or the Issuer, including potentially communicating with the board of directors of…”
Filing on EDGAR ↗CELZCreative Medical Technology Holdings, Inc. 13.7%
Timothy Warbington and 1 relatedInvestmentfiled Oct 1 · event Sep 24
“The Reporting Persons acquired the securities of the Issuer for investment purposes. The Reporting Persons may from time to time review and consider various alternative courses of action for maximizing the value of their investment. Such alternatives may include, among other things, the acquisition of additional shares of capital stock of the Issuer on the open market, through privately negotiated transactions with the Issuer or third parties, or the sale of all or part of the Reporting Person's investment on the o…”
Filing on EDGAR ↗CPHCCANTERBURY PARK HOLDING CORPORATION 9.3%
Gate City Capital Management, LLC and 1 relatedActivistfiled Oct 1 · event Sep 30
“The Reporting Person purchased the Common Stock based on the Reporting Person's belief that the Common Stock, when purchased, were undervalued and did not adequately reflect the potential value of the Company's underlying business and assets. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of shares at prices that would make the purchase or sale of Common Stock desirable, the Reporting Person may endeavor to increase or decrease its p…”
Filing on EDGAR ↗MCYMercury General Corporation 35.3%
Vicky Wai Yee JosephInvestmentfiled Sep 30 · event Aug 26
“General The Reporting Person intends to review her investments in the Issuer on a continuing basis. Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person's review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; the relat…”
Filing on EDGAR ↗MASK3 E Network Technology Group Limited 13.4%
3E NETWORK TECHNOLOGY PTE. LTD. and 1 relatedActivistfiled Sep 30 · event Sep 10
“On September 2, 2026, 3E NETWORK TECHNOLOGY PTE. LTD. and the Issuer entered into a subscription agreement (the "Subscription Agreement"), pursuant to which 3E NETWORK TECHNOLOGY PTE. LTD. agreed to purchase 701,272 Class A Ordinary Shares at US$1.42598 per share, for a total of approximately US$1,000,000. On September 10, 2026, the Issuer issued 701,262 Class A Ordinary Shares (the "Shares") to 3E NETWORK TECHNOLOGY PTE. LTD. pursuant to the Subscription Agreement. 3E NETWORK TECHNOLOGY PTE. LTD. is a company inco…”
Filing on EDGAR ↗SAMGSilvercrest Asset Management Group Inc. 7.1%
Equinox Partners Investment Management LLC and 2 relatedActivistfiled Sep 30 · event Sep 23
“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗ZTRVirtus Total Return Fund Inc. 5.0%
Saba Capital Management, L.P. and 2 relatedActivistfiled Sep 30 · event Sep 28
“The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in th…”
Filing on EDGAR ↗Transom Capital Public Fund, LP and 2 relatedActivistfiled Sep 30 · event Sep 28
“The Reporting Persons purchased the Common Stock reported hereunder for investment purposes but the Reporting Persons and certain of their affiliates have continuously evaluated the Issuer's businesses, results of operations, and prospects. Agreement and Plan of Merger On September 28, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Transom Signal AcquireCo, LLC, a Delaware limited liability company ("Parent"), and Transom Signal MergerSub, Inc., a Delaware corporation an…”
Filing on EDGAR ↗BSAABEST SPAC I Acquisition Corp. 80.0%
Tsang ClaudiusInvestmentfiled Sep 29 · event Sep 29
“The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference into this Item 4. The Reporting Person, at any time and from time to time, may directly or indirectly acquire additional securities of the Issuer, depending upon an ongoing evaluation of its investment in such securities, applicable legal and/or contractual restrictions, prevailing market conditions, other investment opportunities, liquidity requirements of the Reporting Person and/or other investment considerations. Except…”
Filing on EDGAR ↗NSAINorthStrive Acquisition Corp I. 21.4%
PMGC Holdings Inc. and 2 relatedActivistfiled Sep 29 · event Sep 25
“The Reporting Persons acquired the securities described herein for investment purposes. The Reporting Persons may engage in discussions with the Issuer's management, board of directors, stockholders, and other interested parties concerning potential strategic transactions, including possible merger and acquisition opportunities. The Reporting Persons may from time to time make introductions or otherwise facilitate discussions between the Issuer and third parties regarding such potential opportunities. The Reporting…”
Filing on EDGAR ↗HONIG JONATHAN and 2 relatedActivistfiled Sep 29 · event Sep 23
“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗BRSPBrightSpire Capital, Inc. 8.7%
CWRE SSF Securities Holding, LP and 3 relatedActivistfiled Sep 29 · event Sep 23
“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗Jennifer Stier and 1 relatedActivistfiled Sep 29 · event Sep 25
“The Reporting Persons initially acquired the shares of Common Stock reported herein for investment purposes. Consistent with their investment intent, the Reporting Persons regularly review their investment in the Issuer. In connection therewith, on September 25, 2026, after reviewing the Issuer's announcement that it had withdrawn its proposal (the "Withdrawn Proposal") to acquire MGM Resorts International ("MGM") and subsequent press publications regarding a potential bid by MGM to acquire the Issuer (the "Propose…”
Filing on EDGAR ↗Tessenderlo Group NV and 1 relatedActivistfiled Sep 25 · event Sep 23
“The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 4. In connection with the Stock Purchase Agreement, Tessenderlo and the Company entered into an Investor Agreement (the "Investor Agreement"), dated as of September 23, 2026. Pursuant to the Investor Agreement, the Company's Board of Directors (the "Board") has increased the size of the Board by one member and Tessenderlo has the right to nominate one candidate for appointment and election as…”
Filing on EDGAR ↗ETRAElectra Therapeutics, Inc. 11.0%
ORBIMED ADVISORS LLC and 2 relatedInvestmentfiled Sep 25 · event Sep 21
“This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition,…”
Filing on EDGAR ↗Amster Howard and 18 relatedInvestmentfiled Sep 25 · event Sep 18
“The Reporting Persons acquired the shares of Common Stock to which this Schedule 13D relates for investment purposes because they believe they represent an attractive investment opportunity. While the Reporting Persons have no present intention to dispose of all or any portion of the Common Stock beneficially owned by them, the Reporting Persons may, from time to time, modify their present intention as stated in this Item 4. In addition, they may at their discretion purchase additional shares of Common Stock of the…”
Filing on EDGAR ↗Harmol Samra and 1 relatedActivistfiled Sep 24 · event Sep 17
“The response to Item 3 of this Schedule 13D is incorporated herein by reference. Effective upon Closing, the Issuer's board of directors (the "Board") appointed Mr. Samra as Chief Executive Officer of the Issuer. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger, and Mr. Samra's role as Chief Executive Officer and a co-founder of Host Infrastructure Holdings LLC (the "Sponsor"), for investment purposes. In his capacity as Chief Executive Officer of t…”
Filing on EDGAR ↗Hans Thomas and 1 relatedActivistfiled Sep 24 · event Sep 17
“The response to Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger, and Mr. Thomas's role as a co-founder of Host Infrastructure Holdings LLC (the "Sponsor"), for investment purposes. The Reporting Persons expect to review from time to time their investment in the Issuer and may, depending on the market and other conditions, and subject to any agreements between Mr. Thomas and the Issuer…”
Filing on EDGAR ↗REAXReal REMAX Group Inc. 15.3%
David L. LinigerActivistfiled Sep 24 · event Aug 24
“The Reporting Person acquired shares of the Issuer in connection with the transactions contemplated by the Merger Agreement. The Reporting Person may sell, transfer or otherwise dispose of shares of the Issuer in his sole discretion and at such times as he deems convenient. Except as otherwise disclosed herein, the Reporting Person has no current plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons may, at any t…”
Filing on EDGAR ↗Graham Capital Management, L.P. and 5 relatedActivistfiled Sep 24 · event Sep 17
“Merger Agreement On September 17, 2026 (the "Closing Date"), the Issuer completed the previously announced Merger (as defined below) pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 27, 2026, by and among the Issuer, Healthy Choice Wellness II Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Host Digital Infrastructure LLC, a Delaware limited liability company ("Host DI"). On the Closing Date, pursuant to the Merger Agreement and on the term…”
Filing on EDGAR ↗Lianteng LimitedInvestmentfiled Sep 24 · event Sep 24
“On May 9, 2024, TROOPS, Inc. (the "Company") entered into a sale and purchase agreement (the "Agreement") with LIANTENG LIMITED (the "Vendor"), for the purchase of the entire issued and outstanding share capital of Riches Holdings Limited ("Riches Holdings"), a company incorporated under the laws of Cayman Islands, for the consideration of $13,400,000 (the "Consideration"). The Consideration shall be satisfied by the Company through the issuance of convertible promissory note (the "Note") to the Vendor for the prin…”
Filing on EDGAR ↗WANG & LEE Holdings, Inc.Investmentfiled Sep 24 · event Sep 24
“On May 28, 2025, TROOPS, Inc. (the "Company") entered into a stock purchase agreement (the "Stock Purchase Agreement") with Wang & Lee Holdings, Inc. (the "Shareholder"), pursuant to which the Company issued and sold to the Shareholder 14,050,000 ordinary shares of the Company (the "Shares") at a purchase price of US$0.90 per share, for an aggregate price of US$12,645,000 (the Consideration"). The Company and the Shareholder also entered into a lock-up agreement (the "Lock-Up Agreement") in relation to the Agreemen…”
Filing on EDGAR ↗PRFXPRF Technologies Ltd. 5.7%
S.H.N. Financial Investments Ltd.Activistfiled Sep 24 · event Sep 24
“On September 24, 2026, S.H.N. delivered a letter to the Issuer demanding that the Issuer convene a special general meeting of shareholders. In such letter, the S.H.N. requested that the agenda of the special general meeting include proposals to (i) remove the current members of the Issuer's board of directors other than Dr. Ellen S. Baron and Augustine Lawlor and (ii) elect S.H.N.'s nominees to the Issuer's board of directors. A copy of the letter is attached hereto as Exhibit 1. S.H.N. believes that changes to the…”
Filing on EDGAR ↗Lioness Ltd and 1 relatedInvestmentfiled Sep 23 · event Sep 22
“The Reporting Persons acquired the Class B Shares for investment purposes and to obtain voting control of the Issuer. On September 16, 2026, pursuant to the Purchase Agreement, Lioness purchased from the Seller all 500,000 Class B Shares, constituting all issued and outstanding Class B Shares, for aggregate consideration of US$500.00. The Class B Shares were transferred to Lioness on September 22, 2026. Voting rights and class terms. Under the Issuer's memorandum and articles of association, the Class A Shares and…”
Filing on EDGAR ↗SEIDMAN LAWRENCE B and 7 relatedActivistfiled Sep 23 · event Sep 18
“The Reporting Persons originally purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things…”
Filing on EDGAR ↗