No purpose text in the structured filing.
Filing on EDGAR ↗Who just bought 5% and what they want
Cross 5% of a company with any intent beyond sitting still and you must file a Schedule 13D within five days, stating your purpose. That statement is the most honest thing an investor says all year. We pull it straight from the filing.
No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons intend to participate in and influence the strategic direction, management and operations of the Issuer. The Reporting Persons may, from time to time, engage in discussions with the Issuer's board of directors, management and other shareholders regarding the Issuer's business, operations, management, financial condition, strategic plans, corporate governance, capital structure and other matters relating to the Issuer. The Reporting Persons may also introduce or provide business opportunities,…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 4 in the Initial Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease of more than 1% in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person, resulting solely from the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026.…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: "The Information set forth in Item 3 and 6 of this Amendment is incorporated by reference into this Item 4."”
Filing on EDGAR ↗“The information set forth in Item 4 in the Initial Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease of more than 1% in the percentage of the outstanding Common Stock beneficially owned by the Reporting Persons, resulting solely from the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026…”
Filing on EDGAR ↗“The information set forth in Item 4 of the Original Schedule 13D is incorporated herein by reference.”
Filing on EDGAR ↗“Item 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following: The Reporting Persons acquired the securities described herein for investment purposes. The Reporting Persons may engage in discussions with the Issuer's management, board of directors, stockholders, and other interested parties concerning potential strategic transactions, including possible merger and acquisition opportunities. The Reporting Persons may from time to time make introductions or otherwise facilitate discus…”
Filing on EDGAR ↗“The Reporting Person and the EdgePoint Funds acquired the shares of Common Stock to which this Schedule 13D relates for investment purposes in the ordinary course of business. The Reporting Person and the EdgePoint Funds acquired the shares of Common Stock because they believed that the shares of Common Stock reported herein, when purchased, represented an attractive investment opportunity. Subject to the terms and conditions of the Cooperation Agreement (as defined below), the Reporting Person intends to review it…”
Filing on EDGAR ↗“The securities were acquired as compensation for services, through conversion or restructuring of amounts owed for services previously rendered, and for investment purposes. Ms. White has provided finance and accounting consulting services to the Issuer through 2752128 Ontario Ltd. The Reporting Persons may from time to time review their investment in the Issuer and, depending on market conditions, the Issuer's business and prospects, availability of funds, legal and regulatory considerations and other factors deem…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 6 hereof is hereby incorporated by reference into this Item 4. All of the securities that are held of record by Mr. Bowman and BFAM, and that may be deemed to be beneficially owned by the Reporting Persons, as reported herein, were acquired for investment purposes. The Reporting Persons retain the right to change their investment intent, from time to time, to acquire additional ordinary shares or other securities of the Issuer, or to sell or otherwise dispose of all or p…”
Filing on EDGAR ↗“The acquisition by Yong Teck Hong of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent an attractive investment. Depending on prevailing market, economic and other conditions, Yong Teck Hong may from time to time acquire additional Shares or engage in discussions with the Company concerning future acquisitions of shares of its capital stock. Such acquisitions may be made by means of open-market purchases, privately negotiated transactions, direct ac…”
Filing on EDGAR ↗“The information set forth in Item 4 in the Initial Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease of more than 1% in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person, resulting solely from the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026.…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: Subscription Agreement On October 19, 2026, Dogwood Therapeutics, Inc. (the "Company") entered into a Subscription Agreement (the "Subscription Agreement") with Sealbond Limited ("Sealbond"), pursuant to which the Company agreed to issue and sell 4,098,360 shares (the "Shares") of the common stock, par value $0.0001 per share (the "Common Stock"), of the Company to Sealbond in a private placement. The Shares are being sold at a purchase price of $1.22 per Share. The cl…”
Filing on EDGAR ↗“The information set forth in Item 4 of the Schedule 13D is amended as follows: On October 16, 2026, the Issuer and certain investors, including certain funds or accounts affiliated with Certares and Knighthead (all such investors, the "JV Investors"), entered into a joint venture arrangement (the "Joint Venture") related to Oro Mobility Holdings LLC (f/k/a Hertz Mobility Holdings LLC) (the "JV Entity"). In connection with the formation of the Joint Venture, but prior to the JV Investor Purchase (as defined below),…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended by deleting the following sentence: "As of the date hereof, Inversiones has not launched the Public Tender Offer." Item 4 of the Schedule 13D is hereby further amended by adding the following language at the end of the current Item 4 disclosure: Tender Offer On October 21, 2026, Inversiones commenced the U.S. Offer (as defined below) and the Peru Offer (as defined below) for any and all of the issued and outstanding Common Shares, including Common Shares represented by A…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On October 19, 2026, 666,667 Class B Ordinary Shares were surrendered for no consideration by the Sponsor and cancelled by the Issuer, pursuant to contractual arrangements under the Founder Share Purchase Agreement with the Issuer, after the underwriters notified the Issuer that they forfeited their right to exercise the remaining portion of their over-allotment option.”
Filing on EDGAR ↗“The information set forth in Items 3 and 6 hereof is incorporated by reference in its entirety into this Item 4. The securities described herein were acquired solely for investment purposes. The Reporting Persons reserve the right to acquire, or dispose of, additional securities of the Issuer in the ordinary course of their business, to the extent deemed advisable in light of their general investment and trading policies, market conditions or other factors. The Reporting Persons may engage in discussions from time…”
Filing on EDGAR ↗“The Reporting Persons acquired the securities described herein for investment purposes. On October 6, 2026, the Board of Directors of the Issuer (the "Board") appointed Mr. Mayer as Co-Chief Executive Officer of the Issuer, effective immediately. In that capacity, Mr. Mayer is responsible for the Issuer's corporate strategy and growth, consolidated financial performance, budgeting and profitability, fundraising, investor relations and capital markets, capital allocation and strategic investments, and Board communic…”
Filing on EDGAR ↗“The Reporting Persons purchased the shares of Series A Preferred Stock and Class A Common Stock because they believe they represent an attractive investment opportunity. The Reporting Persons intend to engage in discussions with the Issuer's management and board of directors (the "Board"), other stockholders of the Issuer and other interested parties on issues that may relate to the business, management, operations, assets, capitalization, financial condition, strategic plans, governance and Board composition and t…”
Filing on EDGAR ↗“Hampton acquired 325,000 Common Shares in the belief that such securities were an attractive investment. On September 28, 2026, Hampton sent a letter to the issuer's Chief Financial Officer, a copy of which is attached hereto as Exhibit 99.2 and is incorporated herein by reference. Except as set forth in this Schedule 13D (including in the aforementioned letter), the Reporting Persons currently do not have any plans or proposals that relate to or would result in any of the transactions described in subparagraphs (a…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is amended by adding the following: On September 15, 2026, M.N. Business Strategy the Company announced that the offer expired at 11:59 p.m., New York time, and was not further extended. (see Exhibit 99.2).”
Filing on EDGAR ↗“The information set forth in Item 4 of the Original Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person resulting from (i) the Reporting Person's disposition of an aggregate of 1,301,827 shares of Common Stock and (ii) the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in th…”
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On October 6, 2026, the Reporting Person, entered into a Share Exchange Agreement with the Issuer, Tourism and Entertainment Group LLC, a limited liability company organized under the laws of the Republic of Uzbekistan and in which Mr. Artikkhodjaev holds over 99% ownership interest ("TEG LLC" and together with the Reporting Person, the "Sellers"), TEG SPV, LLC, a limited liability company organized under the laws of the Republic of Uzbekistan ("TEG SPV"). Pursuant to the agreement, the Issuer agreed to acquire 99.…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: As previously disclosed in Amendment No. 7 to the Schedule 13D, on September 17, 2026, the Reporting Person commenced the Tender Offer to acquire 2,400,184 Shares at a price per Share of $44.80. At the Expiration Time, 6,094,325 Shares were validly tendered and not validly withdrawn pursuant to the Tender Offer. Because the Tender Offer was oversubscribed, the Reporting Person has accepted for purchase, on a pro rata basis, in accordance with the terms of the Tender Of…”
Filing on EDGAR ↗“The information set forth in Item 3 is hereby incorporated by reference into this Item 4. The Reporting Persons acquired the securities pursuant to the transactions described in Item 3 above. In the future, depending on general market and economic conditions affecting the Issuer and other relevant factors, the Reporting Persons may purchase or acquire additional securities of the Issuer or dispose of some or all of the securities they currently own from time to time in open market transactions, private transactions…”
Filing on EDGAR ↗“The Reporting Persons acquired the securities reported herein for investment purposes and intend to review their investments in the Issuer on a continuing basis. Subject to various factors, including but not limited to the Issuer's financial position and strategic direction, price levels of the Class A Common Stock, conditions in the securities markets, various laws and regulations applicable to the Issuer and companies in its industry and the Reporting Persons' ownership in the Issuer, and general economic and ind…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person has further increased its stock position in Phunware recently. The Reporting Person believes that Phunware is undervalued. On August 21, 2026, the Reporting Person submitted a formal notice letter to the Issuer nominating Mona Zhang, a board candidate with a strong background, for election to the Board of Directors at the Issuer's 2026 Annual Meeting of Stockholders. SEC filings disclosed that, on the same date (August 21), each of Phunware three directors - Elliot Han, Quyen Du, and Ed Lu - re…”
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in t…”
Filing on EDGAR ↗“The information contained in Item 4 of the Schedule 13D is hereby supplemented by adding the following sentence to the end thereof: On October 20, 2026, pursuant to the terms of the Agreement and Plan of Merger, dated as of August 6, 2026 (the "Merger Agreement"), by and among Dream Finders Homes, Inc., a Texas corporation ("Parent"), Bulldogs Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer (the "Merger"), wi…”
Filing on EDGAR ↗“On October 16, 2026, the shares were liquidated by the Issuer pursuant to a reorganization into Voya Multi-Manager Emerging Markets Equity Fund, as further described in the Form 425 filed by the Issuer on August 24, 2026 and the Form 25-NSE filed October 19, 2026. As a result, the Reporting Persons no longer own, beneficially or otherwise, any securities of the Issuer. The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes bec…”
Filing on EDGAR ↗“On October 16, 2026, the shares were liquidated by the Issuer pursuant to a reorganization into Voya Multi-Manager Emerging Markets Equity Fund, as further described in the Form 425 filed by the Issuer on August 24, 2026 and the Form 25-NSE filed October 19, 2026. As a result, the Reporting Persons no longer own, beneficially or otherwise, any securities of the Issuer. The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes bec…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: From time to time, the Reporting Person may engage with members of the board of directors of the Issuer (the "Board") and management, and may engage with other stockholders and other relevant parties, regarding, without limitation, its concerns regarding the composition of the Board, including whether the Board, as currently constituted, has the appropriate mix of skills, experience and perspectives to oversee the Issuer's strategy and execution, and issues rega…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information provided and incorporated by reference in Item 3 is hereby incorporated by reference in this Item 4.”
Filing on EDGAR ↗“The Reporting Persons acquired the securities reported herein for investment purposes and intend to review their investments in the Issuer on a continuing basis. Subject to various factors, including but not limited to the Issuer's financial position and strategic direction, price levels of the Class A Common Stock, conditions in the securities markets, various laws and regulations applicable to the Issuer and companies in its industry and the Reporting Persons' ownership in the Issuer, and general economic and ind…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: On May 6, 2020, pursuant to the terms of the Board Appointment Agreement, the Board of Directors of the Issuer (the Board) increased the number of directors constituting the Board to eight members and elected Steven Salamon and Gilad Aharon as independent directors of the Issuer to fill the vacancies created by the increase in the number of directors. Mr. Salamon was elected to serve as a Class III director with a term scheduled to expire at the 2024 Annual Meet…”
Filing on EDGAR ↗“The Reporting Person acquired the securities reported herein pursuant to the Transaction as described in Item 3 above. The Reporting Person intends to work with the board of directors of the Issuer (the "Board"), members of management and/or other shareholders or other relevant parties with respect to operational, strategic, financial or governance matters or otherwise work with management and the Board with a view to maximizing shareholder value with respect to the Issuer and / or the Reporting Person. Without lim…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Pani received the Shares described in this Schedule 13D in connection with the Spin-Off Transaction. Any Reporting Person may from time to time acquire additional securities of the Issuer, or retain or sell all or a portion of the Shares then held by the Reporting Persons, in the open market, block trades, underwritten public offerings or privately negotiated transactions. Mr. Panagiotidis serves as the Chairman and Chief Executive Officer of the Issuer and therefore regularly engages in discussions with management…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended by restating the third paragraph under the heading "Share Purchase Agreement" as follows: Under the terms of the Purchase Agreement and based on Peruvian law, Holcim agreed to launch and complete a public tender offer for at least an additional 24.99% of the Common Shares within the timeframe permitted under Peruvian law (the "Public Tender Offer"). Within ten (10) Peruvian business days following the closing of the Inversiones Acquisition, Holcim was required to request…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: On October 14, 2026, the Issuer entered into an agreement (the "Agreement") with OC III, OC XXVIII and OCI III LFE (each on behalf of itself, "Stockholder") pursuant to which, among other things, the Issuer has agreed (i) to terminate its existing stockholder rights plan and (ii) not to adopt any stockholder rights plan in which the definition of "Acquiring Person" (or any similar term) includes an ownership threshold of less than 20% of the Common Stock then ou…”
Filing on EDGAR ↗“Pursuant to the BCA, EEME acquired 119,397,858 shares of XCF common stock upon XCF's acquisition of 100% of the stock of Southern Energy Renewables, Inc. Also pursuant to the BCA, XCF appointed two directors selected by EEME, Chad J. Langley and John Wharton, to XCF's Board of Directors. The Reporting Persons may purchase and sell common stock of XCF in their sole discretion and at such times as they deem convenient, subject to applicable law and the Lock-Up Agreement described in Item 6 below.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: On October 16, 2026, counsel to Gerald J. Ford delivered a letter (the "Letter") to the Board of Directors of Hilltop Holdings Inc. (the "Board"), a copy of which is filed as Exhibit 99.B to this Schedule 13D and is incorporated herein by reference. In the Letter, Mr. Ford raised concerns regarding the Company's current corporate governance arising from Jeremy Ford's simultaneous service as the Company's President/Chief Executive Officer and Chairman of the Boar…”
Filing on EDGAR ↗“Mr. Choo Chee Kong has acquired all of the Ordinary Shares beneficially owned by him (1) in exchange for capital contributions to the Issuer or (2) through public purchases on the open market with his personal funds for investment purposes. The Reporting Person serves as Chairman of the Issuer and is a member of the board of directors of the Issuer and, as a result, may be asked to vote on or discuss matters related to items (a) through (j) of this Item 4 of Schedule 13D with representatives of the Issuer and other…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Foundation received the 3,820,000 shares of common stock of the issuer as a charitable contribution from Qin Zhen to provide assets to support the Foundation's purposes. The Reporting Persons have agreed to act together with respect to the holding, voting, or disposition of such shares, as described in Item 6. The Foundation may from time to time dispose of some or all of such shares, depending upon market conditions, the Foundation's liquidity needs and charitable objectives, applicable legal and regulatory re…”
Filing on EDGAR ↗“The Reporting Person acquired the securities reported herein for investment purposes and intends to continue to review its investments in the Issuer on an ongoing basis. Except as set forth herein, the Reporting Person does not currently have any specific plan or proposal to acquire or dispose of Common Stock of the Issuer or any securities exercisable for or convertible into Common Stock of the Issuer, but the Reporting Person, consistent with its investment purpose, may at any time and from time to time directly…”
Filing on EDGAR ↗“(a) Between April and October 2026, Tekhill USA LLC ("Tekhill") delivered various right of first refusal notices (the "ROFR Notices") pursuant to Section 1.03 of the Amended and Restated Shareholders Agreement, dated as of May 19, 2021, by and among Fred Faching Chang, the Issuer, and certain other shareholders of the Issuer, as amended (the "Shareholders Agreement"), to the Issuer and each of the Principal Shareholders (as defined in the Shareholders Agreement). Tekhill intends to sell Common Shares available for…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: At the extraordinary general meeting of the Issuer held on October 8, 2026 (the "EGM"), the shareholders of the Issuer approved the Resolutions (as defined in Amendment No. 14 to the Schedule 13D). On October 15, 2026, the VA Split (as defined in Amendment No. 13 to the Schedule 13D) was completed in accordance with the Framework Agreement (as defined in Amendment No. 13 to the Schedule 13D). Following the completion of the VA Split, the amen…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The responses to Items 3 and 6 of this Amendment No. 2 are incorporated by reference herein. Mr. Goodman resigned from the Issuer's board of directors effective June 29, 2026.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: Effective October 14, 2026, Dr. Gorjan Hrustanovic resigned from the Board. Dr. Hrustanovic also resigned from the Compensation Committee of the Board and the Science and Technology Committee of the Board. Dr. Hrustanovic's resignation was not the result of any disagreement with the Issuer on any matter relating to the Issuer's operations, policies or practices.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons initially acquired the Preferred Stock underlying the Shares for investment purposes only. The Reporting Persons believe that the Issuer is an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their respective positions in the Issuer through, amo…”
Filing on EDGAR ↗“Effective as of October 16, 2026, Shah Capital filed a Form ADV-W to voluntarily withdraw its registration as an investment adviser with the U.S. Securities and Exchange Commission. Consequently, Shah Capital no longer operates as a registered investment adviser, and the Reporting Persons have updated their regulatory status accordingly. As a result, the Reporting Persons no longer hold the shares with a purpose of influencing control and intend to report on Schedule 13G going forward. The Reporting Persons complet…”
Filing on EDGAR ↗“Effective as of October 16, 2026, Shah Capital filed a Form ADV-W to voluntarily withdraw its registration as an investment adviser with the U.S. Securities and Exchange Commission. Consequently, Shah Capital no longer operates as a registered investment adviser, and the Reporting Persons have updated their regulatory status accordingly. As a result, the Reporting Persons no longer hold the shares with a purpose of influencing control and intend to report on Schedule 13G going forward. The Reporting Persons complet…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: The Reporting Person also intends to have discussions with the Issuer's board of directors and management regarding profitability, capital allocation and AI partnership opportunities.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is amended to add the following: Due to an increase in the number of shares of Common Stock outstanding resulting from the merger of Two Rivers Financial Group, Inc. with and into a wholly owned subsidiary of the Company (the "Two Rivers Merger"), the aggregate percentage ownership of shares of Common Stock beneficially owned by the Trust and the Trustee dropped below 5% since the filing of Amendment No. 1. Therefore, the Trust and the Trustee are filing this Amendment No. 2 to report their change in percent…”
Filing on EDGAR ↗“Item 4 of this Schedule 13D is hereby amended and supplemented by the following: Consummation of the Merger On October 14, 2026 (the "Closing Date"), pursuant to the previously disclosed Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive an amount in ca…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to add the following: On October 14, 2026, the Merger was consummated and each issued and outstanding share of Common Stock of the Issuer was converted into the right to receive cash in an amount equal to $2.43.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On October 6, 2026, Tourism and Entertainment Group LLC, a limited liability company organized under the laws of the Republic of Uzbekistan and in which Mr. Artikkhodjaev holds over 99% ownership interest ("TEG LLC"), entered into a Share Exchange Agreement with the Issuer, TEG SPV, LLC, a limited liability company organized under the laws of the Republic of Uzbekistan ("TEG SPV"), and Ms. Irodakhon Abduvakhitova (the "Individual Seller" and together with TEG LLC, the "Sellers"). Pursuant to the agreement, the Issu…”
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented as follows: Agreement and Plan of Merger On October 15, 2026, the Company entered into an Agreement and Plan of Merger (the "Merger Agreement") with Motown Acquisition Corp., a Delaware corporation ("Buyer"). Buyer was formed in connection with the Transactions by certain members of a consortium (the "Investor Group") consisting of (i) Penske Corporation, (ii) Penske Automotive Holdings Corp., a Delaware corporation and wholly owned subsidiary of Penske Cor…”
Filing on EDGAR ↗“Item 4 of the Original Schedule 13D is hereby amended and restated in its entirety as follows: The Reporting Person acquired the Subject Shares pursuant to the exercise of an irrevocable put option granted to the Reporting Person under the Put Option Agreement, as previously disclosed in the Original Schedule 13D, and acquired the Additional Shares pursuant to the Swap Agreement, as described in Item 3 above. The Swap Agreement forms part of a broader strategic and commercial relationship between the Reporting Pers…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired beneficial ownership of the securities reported herein for investment purposes, subject to the following: The Reporting Person intends to review its investment on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negotiated transactions or otherwise, (ii) to dispose of all or a portion of the securities of the Issuer ow…”
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented as follows: Agreement and Plan of Merger On October 15, 2026, Penske Automotive Group, Inc., a Delaware corporation (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Motown Acquisition Corp., a Delaware corporation ("Buyer"). Buyer was formed in connection with the Transactions by certain members of a consortium (the "Investor Group") consisting of (i) Penske Corporation, a Delaware corporation ("Penske Corporation")…”
Filing on EDGAR ↗“The Reporting Persons own 19.99% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of September 30, 2026, plus the shares of Common Stock issued in the Financing (as defined below). The Reporting Persons' securities include (i) 687,789 shares of Common Stock and (ii) 171,000 shares of Common Stock issuable upon conversion of 171 shares of Series C Preferred Stock held directly by Co-Invest and exclude (i) 105,286,000 shares of Common Stock issuable upon conversion of 105,286…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The responses to Item 3 and Item 5(c) of this Amendment No. 17 are hereby incorporated by reference herein.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On October 15, 2026, Ms. Philipson, as shareholder, joined by GNK, delivered to the Issuer, by email and by overnight courier addressed to the Issuer's Corporate Secretary at its principal executive offices, a written demand under Section 607.0702(1)(b) of the Florida Business Corporation Act that the Issuer call a special meeting of shareholders (the "Special Meeting") for the following purposes: (i) to remove, without cause, each of the Issuer's current directors - Ezra Beyman, Alex Blumenfrucht, Scott Korman, Be…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On October 15, 2026, Ms. Philipson, as shareholder, joined by GNK, delivered to the Issuer, by email and by overnight courier addressed to the Issuer's Corporate Secretary at its principal executive offices, a written demand under Section 607.0702(1)(b) of the Florida Business Corporation Act that the Issuer call a special meeting of shareholders (the "Special Meeting") for the following purposes: (i) to remove, without cause, each of the Issuer's current directors - Ezra Beyman, Alex Blumenfrucht, Scott Korman, Be…”
Filing on EDGAR ↗“The Reporting Persons acquired the securities reported herein for investment purposes and believe that the Common Stock is undervalued. The Reporting Persons believe that the underlying business of the Issuer is strong, but not of a scale to support its current overhead and that management incentive options are not aligned with creating shareholder value. Accordingly, the Reporting Persons believe that the Issuer should explore strategic alternatives, including the consideration of a potential sale of the Issuer ma…”
Filing on EDGAR ↗“(a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person is the President, Chief Executive Officer and a director of the Issuer. See also the comment to Item 1 of this Amendment No. 1 and response to Item 3 of this Amendment No. 1. The Issuer entered into the Merger Agreement, dated as of July 31, 2026, with the Parent, and Merger Sub, pursuant to which Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, among other things, at the effective time of the Merger,…”
Filing on EDGAR ↗“On October 9, 2026, Quantisimo Corp. ("Quantisimo"), a special purpose vehicle established by WISeQey and SEALSQ entered into an Agreement and Plan of Merger, dated as of October 8, 2026 (the "Quantisimo BCA"), with GigCapital8 Corp. ("GigCapital8"), a special purpose acquisition company, and Quantisimo Holdings Corp., a newly formed British Virgin Islands holding company ("PubCo"). The transactions contemplated by the Business Combination Agreement are referred to as the " Quantisimo Business Combination." Under t…”
Filing on EDGAR ↗“The Reporting Person acquired the Shares pursuant to a Securities Purchase Agreement dated October 9, 2026, with the Issuer, under which the Reporting Person purchased an aggregate of 300,000 Class A ordinary shares and 300,000 warrants, which were concurrently exercised into 1,200,000 Class A ordinary shares, in a private placement. The Reporting Person holds the shares for investment purposes. The Reporting Person is the Chief Executive Officer of the Issuer and a member of the board of directors of the Issuer an…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 of the Previous Schedule 13D is hereby amended and supplemented to add the following: This Amendment is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented with the following: The information set forth below in Item 6 of this Schedule 13D is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by the following: On October 12, 2026, the Issuer entered into that certain Agreement and Plan of Merger (as the same may be amended, modified or restated in accordance with its terms, the "Merger Agreement"), by and among the Issuer, Buzz Holdings L.P., ("Opco"), Ithaca Holdco, Inc. ("Ithaca"), Oak Merger Sub 1, Inc., a wholly owned subsidiary of Ithaca ("Merger Sub 1"), and Oak Merger Sub 2, LLC, a wholly owned subsidiary of Ithaca ("Merger Sub 2" and…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Mariselle a.s. entered into the Share Forward Transaction for investment purposes and to obtain economic exposure to the Shares. Mr. Holan, in his capacity as Group Investment Manager of Czechoslovak Group a.s., directs investment decisions with respect to the investment. The Share Forward Transaction provided for cash settlement only, unless the Investment Canada Act approval was obtained, in which case physical settlement would be permitted upon election by Mariselle a.s., subject to other applicable conditions.…”
Filing on EDGAR ↗“On March 11, 2026, PRIME OCEAN HOLDINGS LIMITED (the "Transferor") and JMD CORPORATE SERVICES LIMITED (the "Transferee") entered into a share transfer agreement, pursuant to which PRIME OCEAN agreed to transfer certain shares held by it to JMD CORPORATE SERVICES LIMITED. Under the terms of the share transfer agreement, Transferor is the registered proprietor of 18.000.000 ordinary shares (certificate no. C1353) with a par value of US$0.004 each of the TROOPS, INC. In addition, pursuant to the terms of the share tra…”
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 is hereby amended and supplemented to add the following: This Amendment is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗“The Reporting Person acquired beneficial ownership of the securities reported herein in as Chief Executive Officer, a member of the board of directors (the "Board") and a co-founder of the Issuer, for investment purposes, and as compensation from the Issuer. In his capacity as Chief Executive Officer and a member of the Board of the Issuer, the Reporting Person may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of…”
Filing on EDGAR ↗“The second paragraph of Item 4 of the Schedule 13D is hereby amended in its entirety to read as follows: Mr. Graham currently intends in the near term to make dispositions of some or all of the Common Stock he beneficially owns. Otherwise, Mr. Graham currently has no plans or proposals that relate to or would result in any of the actions listed in paragraphs (a) through (j) of Item 4 of the Form of Schedule 13D promulgated under the Act. However, Mr. Graham reserves the right to change his plans at any time, as he…”
Filing on EDGAR ↗“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in th…”
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in t…”
Filing on EDGAR ↗“On October 12, 2026, the Reporting Persons tendered into the Issuer's tender offer and the Issuer accepted 8,242,167 Common Shares in exchange for cash at a price of $15.92 per share. The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of T…”
Filing on EDGAR ↗“The information set forth in Item 3, Item 5 and Item 6 of this Statement is herein incorporated by reference into this Item 4. Pursuant to that certain Investment Agreement, dated October 12, 2020, by and between ATIC Second International Investment Company and the Issuer, ATIC Second International Investment Company purchased 9,182,652 Ordinary Shares issued by the Issuer by way of a private placement (the "Private Placement") for aggregate consideration of approximately EUR200 million. On November 8, 2021, in con…”
Filing on EDGAR ↗“The acquisition by the Loo See Yuen/ Bradbury Private Investment XVIII/Bradbury Private Equity Fund E of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent an attractive investment. Depending on prevailing market, economic and other conditions, Loo See Yuen may from time to time acquire additional Shares or engage in discussions with the Company concerning future acquisitions of shares of its capital stock. Such acquisitions may be made by means of o…”
Filing on EDGAR ↗“The Reporting Persons acquired and hold the Common Shares for investment purposes. SVI AG may from time to time consider participating in future financings by the Issuer, but the Reporting Persons do not presently intend to increase their aggregate beneficial ownership to 50% or more of the outstanding Common Shares. Except as described above, the Reporting Persons have no present plans or proposals that relate to or would result in any of the matters described in paragraphs (a) through (j) of Item 4 of Schedule 13…”
Filing on EDGAR ↗“Item 4 of the Existing Statement is hereby amended and supplemented as follows: As disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on October 13, 2026, on October 12, 2026, the Issuer and certain of its subsidiaries entered into a restructuring support agreement with the Issuer's majority shareholders, holders of all of the Issuer's revolving loans, more than two-thirds of its term loans and senior secured notes, and more than two-thirds of its senior unsecured notes, providing for a co…”
Filing on EDGAR ↗“The Reporting Persons acquired the securities for investment purposes. In the future, depending on general market and economic conditions affecting the Company and other relevant factors, the Reporting Persons may purchase additional securities of the Company or dispose of some or all of the securities they currently own from time to time in open market transactions, private transactions or otherwise. Other than as discussed above, or in connection with the Transactions, defined above in Item 3 (as set forth in Ame…”
Filing on EDGAR ↗“On July 1, 2024, the Reporting Person paid $25,000 to acquire 2,424,324 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"), of the Issuer. Following share capitalizations in October 2025 and June 2026, the Reporting Person held 4,928,571 Founder Shares. Up to 642,857 Founder Shares are subject to surrender for no consideration depending on the extent to which the underwriters' over-allotment option is exercised. The Founder Shares are convertible into the Issuer's Class A ordinary shares co…”
Filing on EDGAR ↗“Item 4(a) of the Initial Schedule 13D is amended and supplemented as follows: As disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on October 13, 2026, on October 12, 2026, the Issuer and certain of its subsidiaries entered into a restructuring support agreement with the Issuer's majority shareholders, holders of all of the Issuer's revolving loans, more than two-thirds of its term loans and senior secured notes, and more than two-thirds of its senior unsecured notes, providing for a comp…”
Filing on EDGAR ↗“Mr. Choo Chee Kong has acquired all of the Ordinary Shares beneficially owned by him (1) in exchange for capital contributions to the Issuer or (2) through public purchases on the open market with his personal funds for investment purposes. The Reporting Person serves as Chairman of the Issuer and is a member of the board of directors of the Issuer and, as a result, may be asked to vote on or discuss matters related to items (a) through (j) of this Item 4 of Schedule 13D with representatives of the Issuer and other…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Items 3 and 6 of this Schedule 13D is incorporated by reference herein. On October 8, 2026, the Issuer announced the pricing of an underwritten, public offering of 80,000,000 shares of Class A Common Stock at a price to the public of $12.50 per share, pursuant to an effective shelf registration statement on Form S-3 filed with the Securities and Exchange Commission on October 8, 2026 (the "Offering"). Pursuant to…”
Filing on EDGAR ↗“Swap Transactions Tarheel Investors III L.P. previously held certain equity swaps with an unrelated counterparty ("Counterparty") that could be physically settled ("Equity Swaps") upon the satisfaction of certain regulatory conditions. On October 5, 2026, the regulatory conditions applicable to such Equity Swaps were satisfied and Tarheel Investors III L.P. acquired beneficial ownership of the Common Stock underlying the Equity Swaps, and subsequently received 4,753,677 shares of Common Stock for an aggregate payme…”
Filing on EDGAR ↗“The Reporting Persons acquired the shares of Common Shares for investment or other purposes, from working capital and as disclosed in Item 3, which is incorporated by reference. The Reporting Persons intend to evaluate their investment in the Common Shares on a continual basis. The Reporting Persons may, from time to time: (i) acquire additional shares of Common Shares and/or other securities of the Issuer; (ii) retain or sell all or a portion of the shares of Common Shares and/or other securities of the Issuer hel…”
Filing on EDGAR ↗“The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Marketing and Comms of the Issuer, Mr. Sinensky may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagrap…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Sales and Marketing of the Issuer, Mr. Vintfeld may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagrap…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and restated as follows: Prior to the 1-for-200 reverse stock split of the Issuer's common stock that became effective on April 20, 2026 (the "April 2026 Reverse Stock Split"), Huan Liu, Chief Executive Officer, Interim Chief Financial Officer, Director, and Chairman of the Board of Directors of the Issuer, beneficially owned shares of the Issuer's Class A common stock issuable upon conversion of shares of Class B common stock held directly by him and by FAIRVIEW EASTERN…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby deleted in its entirety and replaced with the following: The information set forth or incorporated in Item 3 and Item 6 of the Schedule 13D is hereby incorporated by reference in its entirety into this Item 4. On October 8, 2026, CSI sold all 5,676,952 shares of Common Stock held by it in a block trade at a price of $8.39 per share. CSI effected the sale to liquidate their position. The Reporting Persons may in the future take actions with respect to their investment in the Issuer as they deem appr…”
Filing on EDGAR ↗“On July 22, 2026, the Issuer issued 4,500,000 common shares in connection with its acquisition of Drayton International Group. Due to the increase in the Issuer's outstanding shares, the Reporting Persons' percentage of the Issuer's common shares has fallen below 5.0%.”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: On October 8, 2026, Sponsor distributed an aggregate of 3,564,267 shares of Class A Common Stock and 75,000 private placement warrants of the Issuer (the "Private Placement Warrants"), representing all of the securities of the Issuer held by Sponsor, to its members on a pro rata basis for no consideration in accordance with the terms of Sponsor's limited liability company agreement (the "Distribution"). In the Distribution, (i) Andrew R. Heyer received 1,123,670…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On July 27, 2026, the Issuer issued 20,991 Class B Ordinary Shares to Xu, pursuant to the employment agreement, between the Issuer and Xu, dated August 22, 2022 (the "Employment Agreement"). On May 8, 2026, the Issuer issued 81,081 Class B Ordinary Shares to Xu, pursuant to the Employment Agreement. On November 27, 2025, the Issuer issued 51,282 Class B Ordinary Shares to Xu, pursuant to the Employment Agreement. On June 17, 2025, the Issuer issued 1,519 (on the post-1:25-reverse split basis) Class B Ordinary Share…”
Filing on EDGAR ↗“On September 29, 2026 (the "Tranche 1 Closing Date"), the Company completed the closing and sale of 5,000 shares of Series A Preferred Stock for $500,000, pursuant to a Preferred Stock Purchase Agreement (the "Preferred Purchase Agreement") dated September 27, 2026. Per the terms of the Preferred Purchase Agreement, parties agreed for the Tranche 2 Closing and purchase of an additional 5,000 shares for $500,000 to occur no later than ninety (90) days after the Tranche 1 Closing Date. The rights, preferences and pri…”
Filing on EDGAR ↗“As of the date of this Amendment, the Reporting Persons control a majority of the Ordinary Shares. As the majority shareholders, the Reporting Persons can elect a majority of the members of the board of directors of the Issuer, and could thus indirectly control all aspects of the Issuer's business. As of the date of this Amendment, three out of seven board members of the Issuer are current officers or board members of Melco International and Melco Leisure, and thus the Reporting Persons have significant influence a…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended by adding the following paragraphs: The Reporting Person will acquire beneficial ownership of the securities reported herein for investment purposes, subject to the following: The Reporting Persons intend to review their respective investment on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negotiated…”
Filing on EDGAR ↗“The information set forth in Item 4 of the Blantyre 13D is incorporated herein by reference. On May 7, 2026, the Board of Directors of the Issuer (the "Board") elected Mark Sardi as a member of the Board. Mr. Sardi was appointed in accordance with the Director DesignationAgreement, dated August 7, 2023 (the "Designation Agreement"), by and among the Issuer, the Consenting Creditor Designation Committee (as defined in the Designation Agreement), and Blantyre Capital Limited, as previously described in the Blantyre 1…”
Filing on EDGAR ↗“The information contained in Item 2(c) of this Schedule 13D is incorporated herein by reference. The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the PIPE. The Reporting Person acquired the securities reported herein for investment purposes. The Reporting Person expects to review from time to time his investment in the Issuer and may, depending on market and other conditions, and subject to any agreements between the Reporting Person and the Issuer, including a…”
Filing on EDGAR ↗“Ms. Zhou holds the shares of shares of common stock of the Issuer, as described in Item 3 herein, for investment purposes. Depending upon then prevailing market conditions, other investment opportunities available to Ms. Zhou, the availability of shares of common stock at prices that would make the purchase of additional shares of common stock desirable and other investment considerations, Ms. Zhou may endeavor to increase her position in the Issuer through, among other things, the purchase of shares of…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired the securities reported in this statement as founder shares, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Person holds those securities for investment. The Reporting Person serves as Chief Credit Officer of the Issuer and is an officer of the Issuer within the meaning of Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended. The Reporting Person is not a director of the Issuer. The Reporting P…”
Filing on EDGAR ↗“The Reporting Person acquired the securities reported in this statement as founder shares, in the Issuer's Seed B financing, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Person holds those securities for investment. The Reporting Person serves as Head of Business Development of the Issuer and is an officer of the Issuer within the meaning of Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended. The Reporting Person is not…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons acquired the securities of the Issuer reported herein pursuant to the Share Exchange contemplated by the BCA. The purpose of the Share Exchange was to effect a business combination whereby SpaceAIQ (formerly a wholly-owned subsidiary of WISeQey, d/b/a SpaceAIQ Corp.) became a subsidiary of WISeSat, a newly formed holding company, and CAC merged with and into Merger Sub, with CAC surviving as a wholly-owned subsidiary of WISeSat (the "Merger" and, together with the Share Exchange, the "Business…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended by adding the following to the end thereof: As described in Items 1 and 3 above, on the Merger Closing Date, WBD and Skydance consummated the Skydance Acquisition. As a result of the Skydance Acquisition, Skydance became the ultimate beneficial owner of the Ordinary Shares. Paragraph 6 of Item 4 of the Statement is hereby amended and restated in its entirety as follows: WBD and the Purchaser acquired beneficial ownership of the Ordinary Shares described in this Statement fo…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented as follows: Purchase and Sale Agreement On October 6, 2026, the Issuer and HESM OpCo (collectively, the "Partnership Parties"), entered into a Purchase and Sale Agreement (the "Purchase Agreement") with Noble Energy, Inc. ("NEI"), CMH NewCo LLC ("CMH NewCo"), and HINDL (together with NEI and CMH NewCo, the "Seller Parties"). Each of the Seller Parties is an indirect, wholly owned subsidiary of Chevron. Pursuant to the Purchase Agreement, and subject to the…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On the Completion Date, in connection with the consummation of the Transaction pursuant to the Purchase Agreement, the Reporting Person entered into that certain Shareholder Agreement, dated as of October 1, 2026, by and between the Reporting Person and the Issuer (the "Shareholder Agreement"), which provides for, among other things, certain transfer restrictions, standstill obligations, voting commitments, board designation rights, consent rights, preemptive rights, registration rights and information rights of th…”
Filing on EDGAR ↗“The information reported in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. LHE LNG intends to exercise Pre-Funded Warrants to purchase 187,169 shares of Common Stock prior to the record date of the Special Meeting in order to vote such shares of Common Stock on any proposals on which it is entitled to vote at the Special Meeting. The Reporting Persons intend to review their investment in the Issuer on a continuing basis taking into consideration various factors, including th…”
Filing on EDGAR ↗“The information contained in Item 3 of this Schedule 13D is incorporated herein by reference. The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the Merger. Effective upon the Closing, the Board of Directors of the Issuer (the "Board") appointed the Reporting Person as Chief Executive Officer and Chairman of the Board of the Issuer. The Reporting Person acquired the securities reported herein for investment purposes. In his capacity as Chief Executive Officer and…”
Filing on EDGAR ↗“There are no material changes to the Schedule 13D.”
Filing on EDGAR ↗“This Statement is filed on behalf of the Reporting Person to update the beneficial ownership information from that reported in the Schedule 13D. The Reporting Person reviews their investments in the Issuer on a continuing basis and may, at any time, consistent with the obligations of the Reporting Person under the federal securities laws, determine to increase or decrease their respective ownership of shares of the Issuer's Common Stock through purchases or sales of such Common Stock of the Issuer in the open marke…”
Filing on EDGAR ↗“The Reporting Persons acquired the shares as consideration in partial satisfaction of secured obligations owed by SVM, as described in Item 3, and hold them for investment purposes. Under the APA, KHI may receive up to an additional 2,155,818 shares, consisting of 312,500 shares held back by the Issuer pending delivery of executed deeds and the Tranche 2 Funding under the Bridge Facility, and any residual of 1,843,318 shares held in escrow pending resolution of a mechanic's lien claim. Under Section 6.23 of the APA…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is amended and supplemented by the following: Termination of Shareholders Agreement On September 1, 2026, the previously disclosed Shareholders Agreement terminated in accordance with its terms.”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: On October 6, 2026 (the "Effective Date"), ASIL and, solely for purposes of Section 8 thereof, Mr. Said (together, the "Al Shams Parties") entered into a Cooperation and Settlement Agreement (the "Settlement Agreement") with the Issuer, Ashford Hospitality Trust, Inc. and Ashford Inc. (collectively, the "Company Group"). Pursuant to the Settlement Agreement, ASIL has withdrawn the Nomination Notice. The Al Shams Parties have also agreed to certain standstill res…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby supplemented as follows: The Reporting Person acquired the securities reported herein for investment purposes and as part of his compensation for his service as Chief Executive Officer of WISeKey. The Reporting Person may, from time to time, acquire additional securities of the Issuer, dispose of some or all of such securities, or take other actions with respect to his investment in the Issuer. Any such actions will be dependent upon the Reporting Person's review of, among other…”
Filing on EDGAR ↗“The securities were acquired as compensation for services, through conversion or restructuring of amounts owed for services previously rendered, and for investment purposes. Mr. O'Connor previously served as an officer and director of the Issuer and resigned from those positions on September 10, 2026. Mr. O'Connor disposed of an aggregate of 8,250,000 shares of Common Stock in the three private transactions described in Item 5(c). The Reporting Persons may from time to time review their investment in the Issuer and…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition, results of operations and prospects, general economic and industry conditions, the securities…”
Filing on EDGAR ↗“The Reporting Person is filing this Amendment No. 5 to Schedule 13D ("Amendment No. 5") to report that, as a result of issuances of Ordinary Shares by the Issuer since the filing of Amendment No. 4 to Schedule 13D on November 28, 2025, his beneficial ownership percentage has decreased to approximately 5.7% of the outstanding Ordinary Shares. The Reporting Person has not acquired or disposed of any Ordinary Shares since the filing of Amendment No. 4. The Reporting Person holds the Ordinary Shares reported herein for…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby supplemented as follows: The Reporting Person acquired the securities reported herein for investment purposes and as part of his compensation for his service as the previous Chief Financial Officer of WISeKey and for his service as a member of the Board of Directors of WISeKey. The Reporting Person may, from time to time, acquire additional securities of the Issuer, dispose of some or all of such securities, or take other actions with respect to his investment in the Issuer. Any…”
Filing on EDGAR ↗“On October 5, 2026, Jakhongir Abidovich Artikkhodjaev entered into an agreement on the transfer of a contribution to the charter fund of Tourism and Entertainment Group LLC (the "Contribution Agreement") with TEG LLC. Mr. Artikkhodjaev owns substantially all of the outstanding interests of TEG LLC. Pursuant to the Contribution Agreement, Mr. Artikkhodjaev transferred 1,000,000 shares of common stock of the Issuer to TEG LLC (the "Transfer"), for an aggregate price of US$138,268 (US$0.138 per share). The transfer cl…”
Filing on EDGAR ↗“Mr. Shaw is the Chief Executive Officer and Chairman of the Issuer. In such capacity, Mr. Shaw may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Depending on market conditions and o…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“In connection with the organization of the Issuer, in July 2026, the Sponsor paid $25,000, or approximately $0.003 per share, to cover certain of the Issuer's offering costs in exchange for 7,666,667 Class B Ordinary Shares (the "Founder Shares") pursuant to the Securities Subscription Agreement dated as of July 15, 2026 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"), as more fully described in Item 6 of this Schedule 13D which information is incorporated herein by reference. On October…”
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and restated in its entirety as follows: On September 17, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Athena Purchaser, LLC ("Parent") and Athena Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). The Merger Agreement provides that, upon the terms and subject to the conditions set forth therein, Merger Sub will merge with and into the Issuer, with the Issuer surviving the merger as a wholly owned subsidia…”
Filing on EDGAR ↗“This amendment corrects and updates the Reporting Person's beneficial ownership. The Reporting Persons have no current plan or proposal of the kind listed in Item 4(a) through (j), other than the contractual board designation rights described below. On May 1, 2026, the Issuer, Brown and SBS entered into a Settlement Agreement and Release and a separate CIC Side Agreeement. Among those parties only, the CIC Side Agreement treats the January 28, 2022 Change of Control, Voting and Restricted Stock Agreeement as contin…”
Filing on EDGAR ↗“The Reporting Persons did not participate in the Issuer's share repurchase program. As previously disclosed in Item 6 of the Schedule 13D, pursuant to the Silvia Merger Agreement, for a period of two (2) years following the Closing Date, Professional Capital Management is prohibited from participating in any repurchase by the Issuer of Common Stock. The information set forth in Item 4 of the Schedule 13D with respect to the Reporting Persons' plans and proposals, and their reservation of the right to change such pl…”
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Original Schedule 13D is hereby amended as follows: The Reporting Persons acquired the shares of Common Stock reported herein for investment purposes. The Reporting Persons do not have any current plans, proposals or agreements with respect to the shares of Common Stock or the Issuer, including any plans to liquidate, merge, or sell the assets of the Issuer, make any other significant change in the business strategy or corporate structure of the Issuer, or effect any changes to the membership of the b…”
Filing on EDGAR ↗“This Amendment No. 8 hereby amends and supplements Item 4 of the Schedule 13D by adding the following thereto: "Effective October 5, 2026, Mr. Sarracino was appointed to the board of directors of the Issuer (the "Board"). In his capacity as a director of the Issuer, Mr. Sarracino expects to consider and vote on, and may communicate with the Issuer's other directors, the Issuer's management team, stockholders of the Issuer, and/or other persons regarding, matters that have come or may come before the Board and/or ot…”
Filing on EDGAR ↗“The reporting person acquired the 72,583 ADSs of issuer reported herein for investment purposes. Based on the reporting person's belief that the securities represented an attractive investment opportunity. The reporting person intends to review their investment on a continuing basis. Depending on various factors, including the issuer business, financial condition, and stock price, as well as general market and economic conditions, the reporting person may from time to time purchase additional ADSs or ordinary share…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Mr. Hernandez is the Chief Accounting Officer. In such capacity, Mr. Hernandez may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in subparagraphs (a) through (j) of Item 4 of Schedule 13D. Depending on market conditions and other factors, th…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to incorporate the following at the end thereof: On October 6, 2026, Njord Luxco entered into an underwriting agreement dated October 6, 2026 (the "October 2026 Underwriting Agreement") by and among Njord Luxco, the Issuer, and J.P. Morgan Securities LLC (the "Underwriter") for the sale by Njord Luxco of 6,329,874 Class A Shares (the "Initial Shares") to the Underwriter at a price of $39.845 per share, or $252,213,829.53 in aggregate proceeds to Njord Luxco before expens…”
Filing on EDGAR ↗“The purpose for the Reporting Persons to enter into the Transaction is to seize the investment opportunity in connection with the Company. By entering into the Share Purchase Agreement and completing the Transaction, the Reporting Persons become the controlling shareholder of the Company based on the ownership of class A shares as reported in this Schedule 13D. Vastway Technology Co., Ltd. has been granted, pursuant to the Share Purchase Agreement, "piggyback registration rights" that it may, when the Company deter…”
Filing on EDGAR ↗“The Reporting Persons acquired beneficial ownership through the Share Purchase Agreement described in Item 3. Michael Williams was appointed Chairman of the Board of the Issuer effective September 18, 2026, and the Board was reconstituted pursuant to the Share Purchase Agreement. MWP holds the Option described in Item 6 and may exercise it. The Reporting Persons control a majority of the Issuer's voting power and intend to vote at the upcoming annual meeting on the election of directors and the Stock Incentive Plan…”
Filing on EDGAR ↗“On October 5, 2026, in connection with the closing of the Company's acquisition of DBM Global, Inc., the Company issued 430,974 shares of Common Stock as part of the consideration for such acquisition, resulting in 40,279,686 shares of Common Stock outstanding, based on 39,848,712 shares outstanding as of July 27, 2026, as disclosed in the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 filed on July 31, 2026 (as adjusted to reflect the two-for-one forward stock split of the Company's Co…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On September 29, 2026, the Issuer entered into a Purchase and Sponsor Handover Agreement (the "Purchase Agreement") with the Reporting Person and Tavia Sponsor Pte. Ltd., a Singapore company (the "Sponsor"), pursuant to which the Reporting Person agreed to purchase from the Sponsor an aggregate of (i) 2,243,333 Ordinary Shares and (ii) 249,107 private units of the Issuer, with each private unit consisting of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upo…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons will continuously review their investment in Issuer, and depending on market, economic and industry conditions, their continuing evaluation of the business, strategies, prospects, management, governance, operations, performance, financial matters, capital structure and prospects, market positions, strateg…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to add the following at the end thereof: On October 6, 2026, the Reporting Persons entered into a Cooperation Agreement (the "Cooperation Agreement") with the Issuer. Pursuant to the Cooperation Agreement, among other things: (i) Prior to the execution of the Cooperation Agreement, Dr. Yael Margolin and Mr. Yoshinori Oikawa resigned from the Issuer's board of directors (the "Board"), and the remaining members of the Board appointed Dr. Adi Zuluf-Shani and Mr. Oz Adler, n…”
Filing on EDGAR ↗“The information set forth or incorporated in Item 3 above is incorporated herein by reference. From time to time, Mr. Auerbach may acquire beneficial ownership of additional shares of Common Stock or other securities of the Issuer by purchase, as compensation from the Issuer, or otherwise, including, but not limited to, awards of restricted Common Shares, options to purchase Common Shares, and restricted stock units for Common Shares, or dispose of some or all of the shares of Common Stock beneficially owned by Mr.…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 6 of this Schedule 13D is incorporated herein by reference. Backstop Agreement On August 6, 2026, the Company entered into a Rights Offering Backstop Agreement (the "Backstop Agreement") with the holders of the 2030 Notes (the "Backstop Parties"), including the Reporting Person on behalf of the Whitebox Funds, in connection with the Company's $125.0 million rights offering (the "Rights Offering"), to purchase each Backstop Party's individual backstop commitment, for an aggregate of…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The purposes of the Reporting Person's acquisition of Common Stock on September 2, 2022, was for investment purposes and for the provision of bridge financing to the Issuer. The purpose of the Reporting Person's acquisition of Common Stock on September 28, 2024, was for investment purposes and to discharge obligations owed by the Issuer to the Reporting Person under the Leath Note. The purpose of the Reporting Person's acquisition of the Series X Preferred Stock on January 1, 2024, was for investment purposes and t…”
Filing on EDGAR ↗“Item 3 above is hereby incorporated into this Item 4 by reference. The Reporting Person acquired the securities reported herein for investment purposes and in connection with his service as the Chief Executive Officer and a member of the Board of Directors of the Issuer. In his capacity as Chief Executive Officer and a member of the Board of Directors of the Issuer, the Reporting Person is involved in the management of the Issuer and may have influence over the Issuer's corporate activities, including activities wh…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired shares of Elastic NV as part of its investment strategy, which includes considering the clarity and robustness of the issuer's long-term strategy; the functioning and calibre of governance structures and effective leadership; the financial strength and performance of issuers and the fair valuation of underlying securities; and financially-material sustainability risks & opportunities. The Reporting Person is therefore actively engaging with the Issuer to discuss and promote initiatives…”
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented by inserting the following: The information regarding the Exercise of Share Options set forth in Item 3 above is incorporated into this Item 4 by reference. The Reporting Persons hold the Class B ordinary shares to retain control of the Issuer. The Reporting Persons have served as directors of the Issuer since 2019, and in such capacity may have influence over the corporate activities of the Issuer, including activities which may relate to items described i…”
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: As previously disclosed, on October 27, 2025, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Skyworks Solutions, Inc., a Delaware Corporation ("Skyworks"), Comet Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Skyworks ("Merger Sub I"), and Comet Acquisition II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Skyworks ("Merger Sub II"). Pursuant to the Merger Agreement, on Octo…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 4 of the Schedule 13D is amended as follows: Effective as of the close of business on October 1, 2026: (i) Thomas Wagner, co-founder and co-managing member of Knighthead, resigned from the Company's board of directors (the "Board"); and (ii) the Board appointed Adam Zirkin, a member of Knighthead, to serve as a director on the Board. Mr. Wagner continues to serve as a member of the investment committee of CK Amarillo.”
Filing on EDGAR ↗“The Reporting Persons acquired and hold the securities of the Issuer for investment purposes. Other than as discussed herein, the Reporting Persons do not have any plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or of any of its…”
Filing on EDGAR ↗“Item 4 is hereby amended by adding the following to the end thereof: On August 24, 2026, the Issuer commenced a modified Dutch auction tender offer to purchase for cancellation up to US$230 million in value of its Common Shares at prices between US$5.00 and US$5.75 per Common Share (the "Offer"), which included the option for shareholders to make a proportionate tender. Roivant made a proportionate tender of its Common Shares in the Offer in order to maintain its proportionate ownership of the Common Shares followi…”
Filing on EDGAR ↗“The Reporting Persons filed an initial Schedule 13G on February 10, 2023, which was amended on February 12, 2024; August 14, 2024; November 13, 2024 and February 12, 2025 (together, the "Schedule 13G"), with respect to the Issuer. All of the Common Stock of the Issuer reported on this Schedule 13D was acquired in the ordinary course of business for investment purposes by the Reporting Persons. Voting Agreement On October 4, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by a…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented to include the following information: As previously disclosed, the Reporting Persons filed a consent solicitation statement on Schedule 14A with the Securities and Exchange Commission to, among other things, remove without cause, Daniel Lewis, Arnaud Massenet, Bhaskar Menon, Prabhu Narasimhan and Harit Talwar, as directors of the Issuer (the "Consent Solicitation"). On September 30, 2026, the Reporting Persons delivered signed written consents representi…”
Filing on EDGAR ↗“The Funds acquired their respective shares for investment purposes. Depending on market conditions, its continuing evaluation of the business and prospects of the Issuer and other factors, the Funds and other Reporting Persons may dispose of or acquire additional shares of the Issuer. Except as set forth above, none of the Reporting Persons has any present plans which relate to or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issue…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On August 21,2026, the Reporting Person submitted a formal notice letter to the Issuer nominating a board-member candidate with a strong background for election to the Board of Directors at the Issuer's 2026 Annual Meeting of Stockholders. The Reporting Person believes that Phunware is undervalued and there are opportunities to enhance shareholder value through improved alignment, governance, and execution, and intends to continue to evaluate all available options to achieve such objectives. Depending on various fa…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons believe that the securities of the Issuer are undervalued and represent an attractive investment opportunity. The Reporting Persons have communicated with management and the Board of Directors of the Issuer (the "Board") regarding capital allocation, business management and operations, and strategy and plans of the Issuer, including a potential strategic review of some or all of the Issuer's assets. The Reporting Persons intend to have discussions with management and members of the Board about…”
Filing on EDGAR ↗“The information set forth in Items 3 and 6 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired beneficial ownership of the Ordinary Shares reported herein in connection with the consummation of the transactions contemplated by the Business Combination Agreement. At the Second Merger Effective Time, each ordinary share of GOWell Technology Limited held by Hegro immediately prior thereto was converted into the right to receive Ordinary Shares of the Issuer based on the Exchange Ra…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“RAI has no present plans or proposals which would result in any of (b) through (j) above, but RAI is available to consider any proposal to dispose of shares at attractive prices.”
Filing on EDGAR ↗“Item 4 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby amended to add the paragraphs below: The information set forth under Item 3 is incorporated into this Item 4 by reference. The purpose of the Phantom Unit Awards is to promote the interests of EPCO, the Issuer, and EPD GP by providing Ms. Williams (as a key EPCO employee) with incentive compensation awards to encourage superior performance. The purpose of the 2025-2026 DRIP Unit Purchases by Alkek and Chaswil is to hold the pu…”
Filing on EDGAR ↗“The Reporting Persons acquired the rights described in Item 3 for investment purposes. Scott Kotarba was appointed to the Issuer's board of directors (the "Board") effective August 10, 2026. Mr. Kotarba serves on the Board in his personal capacity and not as a representative, nominee or designee of any Reporting Person. His appointment was not a condition of, and was not consideration for, the Purchase Agreement or any transaction contemplated by it. The Reporting Persons intend to review their investment in the Is…”
Filing on EDGAR ↗“Almost all of the shares of Common Stock beneficially owned by the Reporting Persons were acquired prior to the Issuer's 2017 initial public offering. The Reporting Persons acquired their shares of Common Stock for investment. On September 28, 2026, the Issuer, Transom Signal AcquireCo, LLC ("Parent") and Transom Signal MergerSub, Inc. ("Merger Sub") entered into an Agreement and Plan of Merger (the "Merger Agreement"). The Merger Agreement provides for a tender offer for all outstanding shares of Common Stock for…”
Filing on EDGAR ↗“On August 6, 2026, the Reporting Person entered into a Purchase and Sale Agreement (the "Agreement") with Kotarba Partners Fund I, LP, a Delaware limited partnership (the "Purchaser"), pursuant to which the Reporting Person agreed to sell to the Purchaser up to 738,534 shares of Common Stock (the "Shares"), comprising 100% of the shares of Common Stock beneficially owned by the Reporting Person as of the date of the Agreement, on the terms and conditions specified in the Agreement. Pursuant to the Agreement, the Pu…”
Filing on EDGAR ↗“On September 10, 2026, Mr. Jonas entered into a Securities Purchase Agreement with the Company and the other purchasers named therein (the "Purchase Agreement") providing for his purchase of 2,218,430 shares of Class B Common Stock and warrants to purchase 1,996,587 shares of Class B Common Stock for an aggregate purchase price by Mr. Jonas of $6,500,000. The purchase price was $2.93 per share and accompanying warrant coverage, which was equal to the closing price of the Class B Common Stock on the NYSE American on…”
Filing on EDGAR ↗“This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition,…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented by adding the following thereto: On June 12, 2026, the Court of Milan granted interim relief suspending the effectiveness of the resolution adopted at the Issuer's extraordinary shareholders' meeting on October 29, 2025 concerning the amendment to the Issuer's corporate purpose. On July 9, 2026, a panel of the Court of Milan revoked that interim relief following a challenge filed by the Issuer. The proceedings on the merits remain pending. Between August 7, 2026 and August…”
Filing on EDGAR ↗“On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180 shares of Common Stock of the Issuer, from the Seller for an aggregate purchase price of $1,296,000. The…”
Filing on EDGAR ↗“On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180 shares of Common Stock of the Issuer, from the Seller for an aggregate purchase price of $1,296,000. The…”
Filing on EDGAR ↗“Business Combination Closing On September 24, 2026 and September 25, 2026, the Issuer consummated its previously-announced business combination (the "Business Combination") with GOWell Technology Limited ("GOWell"), Inflection Point Acquisition Corp. V ("SPAC") and IPCV Merger Sub Limited ("Merger Sub"). In connection with the Business Combination, among other things, (a) on September 24, 2026, the SPAC merged with and into the Issuer, as a result of which the separate corporate existence of the SPAC ceased and the…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired the shares for investment purposes. In connection with the proposed merger of Langham Merger Sub, Inc. with and into the Issuer pursuant to the Agreement and Plan of Merger dated as of July 31, 2026, by and among the Issuer, Langham Project, LLC and Langham Merger Sub, Inc. (the "Merger"), the Reporting Person has sent to the Issuer written notices of intent to demand payment for the shares pursuant to Nevada Revised Statutes 92A.300 to 92A.500, and has voted against the Merger. The Re…”
Filing on EDGAR ↗“The Reporting Persons file the long form Schedule 13D pursuant to Section 13d-1 of the Securities Exchange Act of 1934 (the "Act") even though they may be technically eligible to file the short form Schedule G. Because the Reporting Persons may regularly communicate with the Issuer's management, filing the Schedule 13D ensures that these conversations are compliant with the reporting obligations under the Exchange Act.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: This Amendment No. 1 is being filed to report that, following a difference of opinion with the Issuer's management regarding the Issuer's strategic direction, the Reporting Person has sold Shares and, as a result, no longer beneficially owns more than five percent of the outstanding Shares.”
Filing on EDGAR ↗“In accordance with the terms of the Agreement and Plan of Merger by and among VerifyMe, Inc., VRME Subsidiary Corp. and Open Word Ltd. (the Merger), the Merger closed on September 30, 2026. A full description of the closing of the Merger is located in the Issuer's Form 8-K filed with the SEC on September 30, 2026. Immediately after giving effect to the Merger, there were approximately 13,407,360 Shares of common stock issued and outstanding, resulting in Mr. Stedham ceasing to be a five percent or greater beneficia…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“This Item 4 of the Schedule 13D is amended and supplemented as follows: As disclosed by the Issuer in the Current Report on Form 8-K filed with the Commission on September 30, 2026, Vroom Automotive, LLC, a subsidiary of the Issuer ("Vroom Automotive"), amended and restated its limited liability company agreement (the "Vroom Automotive LLCA") and issued Vroom Automotive Preferred Units (as defined in the Form 8-K) to SPE HOLDINGS 2026-1, a Delaware statutory trust ("SPE Holdings"). In connection with the issuance o…”
Filing on EDGAR ↗“Mr. Mei Kanayama serves as Representative Director and Director of the Issuer. In such capacities, Mr. Mei Kanayama may engage in communications with the Issuer's Board of Directors, members of management, other shareholders, financial and legal advisers, and other parties regarding the Issuer, including but not limited to the Issuer's operations, governance and control. In addition, in these capacities, Mr. Mei Kanayama may have influence over the corporate activities of the Issuer, including activities which may…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On June 12, 2026, SL Bio and HSPT completed a business combination pursuant to the business combination agreement, dated May 9, 2025 (the "Business Combination Agreement"), by and among the Issuer, HSPT, CW Mega Limited, a Cayman Islands exempted company limited by shares and a wholly-owned subsidiary of the Issuer ("Merger Sub I"), WW Century Limited, a Cayman Islands exempted company limited by shares and a wholly-owned subsidiary of the Issuer ("Merger Sub II"), and SL Bio, under which, among other things, (i) M…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented to insert the following at the end thereof: Confidentiality Agreement On September 29, 2026, Advent LP entered into a confidentiality agreement (the "NDA") with the Issuer. The NDA provides that Advent LP generally will not disclose confidential information to any other person, except to its representatives and Mr. Krantz, other third parties with respect to which the Issuer provides prior written approval and potential funding sources with respect to wh…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: The information set forth in Item 6 of this Amendment is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons have no present plans or proposals that relate to or would result in any of the transactions or matters described in Items 4(a) through 4(j) of Schedule 13D, including, without limitation, any plans or proposals to change or influence the control of the Issuer. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Depending on various factors, including, without limitat…”
Filing on EDGAR ↗“The information set forth in Items 3 and 6 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons intend to continue to review their investment in the Issuer on an ongoing basis and, in the course of their review, may take actions (including through their affiliates) with respect to their investment or the Issuer, including potentially communicating with the board of directors of…”
Filing on EDGAR ↗“The Reporting Persons acquired the securities of the Issuer for investment purposes. The Reporting Persons may from time to time review and consider various alternative courses of action for maximizing the value of their investment. Such alternatives may include, among other things, the acquisition of additional shares of capital stock of the Issuer on the open market, through privately negotiated transactions with the Issuer or third parties, or the sale of all or part of the Reporting Person's investment on the o…”
Filing on EDGAR ↗“Item 4 of the Report is hereby amended and supplemented to incorporate by reference the disclosure made under Item 3 and Item 6.”
Filing on EDGAR ↗“The Reporting Person purchased the Common Stock based on the Reporting Person's belief that the Common Stock, when purchased, were undervalued and did not adequately reflect the potential value of the Company's underlying business and assets. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of shares at prices that would make the purchase or sale of Common Stock desirable, the Reporting Person may endeavor to increase or decrease its p…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is amended and supplemented as followed: On September 29, 2026, Douglas Giordano, a Managing Director at Perceptive Advisors, resigned from the board of directors of the Issuer. The Reporting Persons continuously review their investment in the Issuer and, subject to applicable securities laws, regulatory requirements, and the lock-up agreement disclosed in the previously filed Schedule 13D, may from time to time acquire additional shares of Common Stock or other securities of the Issuer,…”
Filing on EDGAR ↗“The Reporting Persons acquired the 1,625,000 Class B Shares for the purpose of increasing and maintaining Ms. Zhu's voting control of the Issuer and to demonstrate her long-term commitment to the Issuer. As of September 7, 2026, the Reporting Persons' as-converted beneficial ownership represented approximately 0.81% of the Class A Ordinary Shares and approximately 44.8% of the aggregate voting power of the Issuer, the Reporting Persons' voting power having declined below a majority as a result of issuances of Class…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“General The Reporting Person intends to review her investments in the Issuer on a continuing basis. Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person's review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; the relat…”
Filing on EDGAR ↗“Item 4 of Schedule 13D is supplemented and amended, as the case may be, as follows: The disclosures in Item 5 below are incorporated herein by reference. This Amendment No. 12 is being filed to report the acquisition of common stock ("Common Stock") of Kodiak Sciences Inc. (the "Issuer") reported in Item 5(c) that resulted in a more than 1 percent change in beneficial ownership. The disclosure regarding the purchases in Item 5(c) below is incorporated herein by reference. The Funds hold securities of the Issuer for…”
Filing on EDGAR ↗“The information with respect to the Suspension of the Share Repurchases forth in Item 5(c) is incorporated herein by reference to the extent responsive to this Item 4.”
Filing on EDGAR ↗“The information provided and incorporated by reference in Item 3 is hereby incorporated by reference in this Item 4.”
Filing on EDGAR ↗“Item 4 is amended by adding the following: The purchase of the Shares reflects the Reporting Persons' continued belief in the potential value of the Issuer and recognition of the Issuer's need for additional capital. The Reporting Persons will continue to engage in, communications with members of the Board of Directors (the "Board") and management of the Issuer regarding: (1) the composition of the Board, including the potential appointment of designees of the Reporting Persons to the Board and the resignation of c…”
Filing on EDGAR ↗“Veradace originally acquired beneficial ownership of the Shares of the Issuer for investment purposes and filed a Schedule 13G on January 7, 2026 based on a passive investment intent. Veradace evaluates investment on a continuous basis. On March 10, 2026 Veradace filed a Schedule 13D believing additional changes may be necessary for the Issuer to maximize shareholder value. Agreement and Plan of Merger On September 28, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Trans…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by the following: On September 28, 2026, the hedging period related to the third quarterly calculation period for the Forward Transactions ended, and the sales price for such quarterly calculation period was determined to be $2.9381 per share. On September 29, 2026, 3,767,776 of the shares pledged by the Stockholders in respect of such quarterly calculation period were released from the pledge and delivered to Dealer in settlement of such quarterly calcu…”
Filing on EDGAR ↗“On September 2, 2026, 3E NETWORK TECHNOLOGY PTE. LTD. and the Issuer entered into a subscription agreement (the "Subscription Agreement"), pursuant to which 3E NETWORK TECHNOLOGY PTE. LTD. agreed to purchase 701,272 Class A Ordinary Shares at US$1.42598 per share, for a total of approximately US$1,000,000. On September 10, 2026, the Issuer issued 701,262 Class A Ordinary Shares (the "Shares") to 3E NETWORK TECHNOLOGY PTE. LTD. pursuant to the Subscription Agreement. 3E NETWORK TECHNOLOGY PTE. LTD. is a company inco…”
Filing on EDGAR ↗“The information set forth in or incorporated by reference in Item 3 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. The Reporting Persons acquired beneficial ownership of the securities of the Issuer as described in this Schedule 13D for investment and decision-making purposes and intend to review their investment in the Issuer on a continuing basis. Depending on various factors, including but not limited to the Issuer's business, prospects, financial position and strategic direc…”
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: As described in further detail in Item 6 below, the Reporting Person and the Issuer entered into a letter agreement (the "Agreement"), which reflects the Board's approval of the acquisition of additional Shares for purposes of Section 203 of the General Corporation Law of the State of Delaware ("DGCL 203"), and its waiver of the applicability of DGCL 203, such that the PLP Parties (as defined in the Agreement) may acquire additional Shares and become party to Derivativ…”
Filing on EDGAR ↗“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Item 6 of this Amendment No. 1 is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in th…”
Filing on EDGAR ↗“The Reporting Persons purchased the Common Stock reported hereunder for investment purposes but the Reporting Persons and certain of their affiliates have continuously evaluated the Issuer's businesses, results of operations, and prospects. Agreement and Plan of Merger On September 28, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with Transom Signal AcquireCo, LLC, a Delaware limited liability company ("Parent"), and Transom Signal MergerSub, Inc., a Delaware corporation an…”
Filing on EDGAR ↗“This Amendment amends and supplements Item 4 of the Original Schedule 13D by inserting the following after the two paragraphs titled "August 2020 Distribution in Kind": "On September 28, 2026, the TPG Funds sold an aggregate of 18,716,306 shares of Common Stock at a price of $1.55 per share pursuant to Rule 144 under the Securities Act of 1933, as amended (the "September 2026 Offering")."”
Filing on EDGAR ↗“The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference into this Item 4. The Reporting Person, at any time and from time to time, may directly or indirectly acquire additional securities of the Issuer, depending upon an ongoing evaluation of its investment in such securities, applicable legal and/or contractual restrictions, prevailing market conditions, other investment opportunities, liquidity requirements of the Reporting Person and/or other investment considerations. Except…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons acquired the securities described herein for investment purposes. The Reporting Persons may engage in discussions with the Issuer's management, board of directors, stockholders, and other interested parties concerning potential strategic transactions, including possible merger and acquisition opportunities. The Reporting Persons may from time to time make introductions or otherwise facilitate discussions between the Issuer and third parties regarding such potential opportunities. The Reporting…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: On September 27, 2026, the Wynnefield Reporting Persons entered into a Voting and Support Agreement (the "Support Agreement") with Lifecore, Inc., a Delaware corporation ("Parent"), and the Issuer in connection with the Agreement and Plan of Merger, dated as of September 27, 2026, among Parent, Hazel Merger Sub, Inc., a Delaware corporation and direct wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer (the "Merger Agreement"). The Merger Agreement provide…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: Except as set forth in this Schedule 13D, the Reporting Persons have no present plans or proposals that relate to or that would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. As part of its periodic evaluation of their investment in the Issuer, the Reporting Persons intend to review their investment in the Issuer. The Reporting Persons specifically reserve the right to change their intention with…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purch…”
Filing on EDGAR ↗“The Reporting Persons initially acquired the shares of Common Stock reported herein for investment purposes. Consistent with their investment intent, the Reporting Persons regularly review their investment in the Issuer. In connection therewith, on September 25, 2026, after reviewing the Issuer's announcement that it had withdrawn its proposal (the "Withdrawn Proposal") to acquire MGM Resorts International ("MGM") and subsequent press publications regarding a potential bid by MGM to acquire the Issuer (the "Propose…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Mr. Ross Dove currently intends to hold all of the shares of Common Stock described herein for investment purposes. Mr. Ross Dove may make additional purchases for investment purposes from time to time. In addition, Mr. Ross Dove is an officer of the Company and will continue to participate in incentive programs available to executive officers. As CEO and a director, Mr. Ross Dove has a continuing role in the management and governance of the Company, and in this role he may in the future make proposals or offer inp…”
Filing on EDGAR ↗“On September 28, 2026, Erez Asset Management launched a campaign website located at www.saveUMH.com and issued a presentation (the "September 28 Presentation") outlining its "case for change" at the Issuer and disclosing that it intends to seek Board change and solicit shareholders in support of such change at the Issuer's upcoming annual meeting. The foregoing description of the September 28 Presentation does not purport to be complete and is qualified in its entirety by reference to the full text of the September…”
Filing on EDGAR ↗“On September 25, 2026, the Reporting Persons disposed of 5,344,661 ADSs representing 16,033,983 Class A ordinary shares, causing the beneficial ownership percentage of the Reporting Persons to decrease to below five percent of the Issuer's total issued and outstanding ordinary shares.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: "September 2026 Securities Purchase Agreement On September 1, 2026, the Reporting Person entered into a Securities Purchase Agreement (the "September SPA") with multiple purchasers (the "Purchasers"), pursuant to which the Reporting Person agreed to sell, in a private transaction, (i) 706,100 shares of Series AA Preferred Stock of the Issuer and (ii) 1,750,000 shares of Series AAA Preferred Stock of the Issuer, which are convertible into an aggregate of 241,861,…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby supplemented and amended to add the following information: On September 29, 2026, the Issuer, Gaia Purchaser, Inc., a Delaware corporation ("Parent"), and Gaia Merger Sub, Inc., a Delaware corporation ("Merger Sub"), completed the previously announced transactions contemplated by that certain Agreement and Plan of Merger, dated as of May 2, 2026 (the "Merger Agreement"), by and among the Issuer, Parent and Merger Sub. Upon the consummation of the transactions contemplated by the…”
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 of the Previous Schedule 13D is hereby amended and supplemented to add the following: The Reporting Persons acquired beneficial ownership of the Ordinary Shares as described in this Schedule 13D for investment purposes and to establish a stable shareholding structure in light of the Company's ongoing strategic transformation. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Ea…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“No additional amendments”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 is hereby amended and supplemented to add the following: This Amendment is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗“In connection with the Financing, on September 23, 2026, the Trust and the Company entered into a Board Rights Agreement, pursuant to which the size of the Company's board of directors is to be fixed at five directors, with the Trust having the right to designate two persons to be appointed to the board of directors (the "Trust Directors"). Philip Barach, a trustee of the Trust, was appointed to the Company's board of directors as a designee of the Trust under the Board Rights Agreement on September 24, 2026. In ad…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“As described in Item 3 above, the Reporting Person entered into the Pledge Arrangement. The Pledge Arrangement does not constitute a sale, transfer or disposition of Shares and does not change the Reporting Person's investment intent with respect to the Issuer. The securities described in this Statement are being held by the Reporting Person for investment purposes. The Reporting Person may acquire additional securities through compensatory grants by the Issuer or through public or private purchases of Shares. In t…”
Filing on EDGAR ↗Passive 5% holders, last 30 days
| Filed | Ticker | Company | Holder | Stake | |
|---|---|---|---|---|---|
| Oct 22 | XELB | Xcel Brands, Inc. | Jeffrey Sanford Link | 8.0% | EDGAR ↗ |
| Oct 22 | TSQ | Townsquare Media, Inc. | The Capital Management Corporation | 18.7% | EDGAR ↗ |
| Oct 22 | MMED | MiniMed Group, Inc. | Capital Ventures International | 7.8% | EDGAR ↗ |
| Oct 22 | MHH | Mastech Digital, Inc. | The Capital Management Corporation | 8.7% | EDGAR ↗ |
| Oct 22 | LFVN | LifeVantage Corporation | The Capital Management Corporation | 18.3% | EDGAR ↗ |
| Oct 22 | INLF | INLIF Ltd | L1 Capital Global Opportunities Master Fund, Ltd. | 10.0% | EDGAR ↗ |
| Oct 22 | HESM | Hess Midstream LP | Bank of New York Mellon Corp | 5.1% | EDGAR ↗ |
| Oct 22 | FLSC | Frazier Life Sciences Acquisition Corp. II | RA Capital Management, L.P. | 9.0% | EDGAR ↗ |
| Oct 22 | EDVA | Endovia Health Sciences, Inc. | C/M Capital Master Fund, LP | 7.2% | EDGAR ↗ |
| Oct 22 | DLB | Dolby Laboratories, Inc. | Bank of New York Mellon Corp | 8.6% | EDGAR ↗ |
| Oct 22 | CTY | City Therapeutics, Inc. | Invus Public Equities, L.P. | 8.1% | EDGAR ↗ |
| Oct 22 | CTNM | Contineum Therapeutics, Inc. | Trails Edge Capital Partners, LP | 5.1% | EDGAR ↗ |
| Oct 22 | BTCW | WisdomTree Bitcoin Fund | Bank of New York Mellon Corp | 16.6% | EDGAR ↗ |
| Oct 22 | BGLC | BioNexus Gene Lab Corp | Fidelion Diagnostics Pte. Ltd. | 13.4% | EDGAR ↗ |
| Oct 22 | ACU | Acme United Corporation | The Capital Management Corporation | 9.8% | EDGAR ↗ |
| Oct 21 | XAIR | Beyond Air, Inc. | Lin Yi-Chien | 8.9% | EDGAR ↗ |
| Oct 21 | WTS | WATTS WATER TECHNOLOGIES, INC. | Timothy P. Horne | 17.7% | EDGAR ↗ |
| Oct 21 | WFF | WF Holding Limited | Orca Capital AG | 9.9% | EDGAR ↗ |
| Oct 21 | VRA | Vera Bradley, Inc. | ROYCE & ASSOCIATES LP | 5.9% | EDGAR ↗ |
| Oct 21 | SVV | Savers Value Village, Inc. | BAILLIE GIFFORD & CO | 7.4% | EDGAR ↗ |
| Oct 21 | SPTY | SPECIFICITY, INC. | CLEARTHINK CAPITAL PARTNERS, LLC | 9.9% | EDGAR ↗ |
| Oct 21 | SGRP | SPAR Group, Inc. | Brown Rory William | 7.5% | EDGAR ↗ |
| Oct 21 | SE | Sea Ltd | BAILLIE GIFFORD & CO | 6.6% | EDGAR ↗ |
| Oct 21 | OPRX | OptimizeRx Corp | ROYCE & ASSOCIATES LP | 7.0% | EDGAR ↗ |
| Oct 21 | JILL | J. Jill Inc | ROYCE & ASSOCIATES LP | 11.0% | EDGAR ↗ |
| Oct 21 | IOT | Samsara Inc. | BAILLIE GIFFORD & CO | 14.2% | EDGAR ↗ |
| Oct 21 | INLF | INLIF Ltd | S.H.N. Financial Investments Ltd. | 10.0% | EDGAR ↗ |
| Oct 21 | HEPA | Hepion Pharmaceuticals, Inc. | Kenneth Rickel | 7.2% | EDGAR ↗ |
| Oct 21 | FLSC | Frazier Life Sciences Acquisition Corp. II | Deep Track Capital, LP | 9.0% | EDGAR ↗ |
| Oct 21 | FLSC | Frazier Life Sciences Acquisition Corp. II | BVF PARTNERS L P/IL | 6.4% | EDGAR ↗ |
| Oct 21 | CWH | Camping World Holdings, Inc. | JANE STREET GROUP, LLC | 5.9% | EDGAR ↗ |
| Oct 21 | CSV | CARRIAGE SERVICES INC | Jeffrey K Boutwell | 6.4% | EDGAR ↗ |
| Oct 21 | CNXC | Concentrix Corp | Synnex Technology International CORP | 5.3% | EDGAR ↗ |
| Oct 21 | CIFR | Cipher Digital Inc. | JANE STREET GROUP, LLC | 5.4% | EDGAR ↗ |
| Oct 21 | CIFR | CIPHER DIGITAL INC. | Citadel Securities GP LLC | 5.5% | EDGAR ↗ |
| Oct 21 | AAP | ADVANCE AUTO PARTS INC | PZENA INVESTMENT MANAGEMENT LLC | 8.3% | EDGAR ↗ |
| Oct 20 | WHR | Whirlpool Corporation | Millennium Management LLC | 5.3% | EDGAR ↗ |
| Oct 20 | UAC | United Acquisition Corp. I | Picton Mahoney Asset Management | 5.7% | EDGAR ↗ |
| Oct 20 | THEO | BOA Acquisition Corp. II | Yakira Capital Management, Inc. | 6.5% | EDGAR ↗ |
| Oct 20 | TALO | Talos Energy Inc. | Carlos Slim Helu | 14.7% | EDGAR ↗ |
| Oct 20 | SMRT | SmartRent, Inc. | John Hanson Helm | 7.1% | EDGAR ↗ |
| Oct 20 | SKK | Rantizo | Tara Sweder | 9.9% | EDGAR ↗ |
| Oct 20 | SG | Sweetgreen, Inc. | BAILLIE GIFFORD & CO | 8.0% | EDGAR ↗ |
| Oct 20 | SCPQ | Social Commerce Partners Corp | Picton Mahoney Asset Management | 5.6% | EDGAR ↗ |
| Oct 20 | RARE | Ultragenyx Pharmaceutical Inc. | Madison Avenue International LP | 6.4% | EDGAR ↗ |
| Oct 20 | PZZA | PAPA JOHNS INTERNATIONAL INC | Norbel Investments, S.L. | 5.0% | EDGAR ↗ |
| Oct 20 | PONO | Pono Capital Four, Inc. | Picton Mahoney Asset Management | 5.7% | EDGAR ↗ |
| Oct 20 | ODD | Oddity Tech Ltd | BAILLIE GIFFORD & CO | 21.2% | EDGAR ↗ |
| Oct 20 | NXTC | NextCure, Inc. | JP Sailing Capital Ltd | 9.9% | EDGAR ↗ |
| Oct 20 | MATW | MATTHEWS INTERNATIONAL CORPORATION | Oaktree Capital Management, L.P. | 9.7% | EDGAR ↗ |
| Oct 20 | HERZ | Herzfeld Credit Income Fund, Inc | CSS LLC/IL | 5.5% | EDGAR ↗ |
| Oct 20 | ESLT | ELBIT SYSTEMS LTD | Harel Insurance Investments & Financial Services Ltd. | 5.2% | EDGAR ↗ |
| Oct 20 | DUOL | Duolingo, Inc. | BAILLIE GIFFORD & CO | 11.3% | EDGAR ↗ |
| Oct 20 | DCX | Digital Currency X Technology Inc. | S.H.N. Financial Investments Ltd. | 10.0% | EDGAR ↗ |
| Oct 20 | CAMT | CAMTEK LTD | Migdal Insurance & Financial Holdings Ltd. | 10.1% | EDGAR ↗ |
| Oct 20 | BMBL | Bumble Inc | Glazer Capital, LLC | 7.1% | EDGAR ↗ |
| Oct 20 | BLUW | Blue Water Acquisition Corp. III | Picton Mahoney Asset Management | 5.4% | EDGAR ↗ |
| Oct 20 | BLBD | Blue Bird Corporation | Millennium Management LLC | 5.2% | EDGAR ↗ |
| Oct 20 | AUXX | Gold X2 Mining Inc. | SS3H Ventures LLC | 7.5% | EDGAR ↗ |
| Oct 19 | ZSTK | ZeroStack Corp. | Alexander Pack | 8.6% | EDGAR ↗ |
A 13G is the passive version: 5% or more with no intent to influence control, often index funds and asset managers. 70 13D filings on private funds or issuers without a ticker are stored but not shown. Intent labels are ours, read from the filing’s stated purpose; the quote is the filer’s.