No purpose text in the structured filing.
Filing on EDGAR ↗Who just bought 5% and what they want
Cross 5% of a company with any intent beyond sitting still and you must file a Schedule 13D within five days, stating your purpose. That statement is the most honest thing an investor says all year. We pull it straight from the filing.
No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 4 in the Initial Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease of more than 1% in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person, resulting solely from the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026.…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: "The Information set forth in Item 3 and 6 of this Amendment is incorporated by reference into this Item 4."”
Filing on EDGAR ↗“The information set forth in Item 4 in the Initial Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease of more than 1% in the percentage of the outstanding Common Stock beneficially owned by the Reporting Persons, resulting solely from the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026…”
Filing on EDGAR ↗“The information set forth in Item 4 of the Original Schedule 13D is incorporated herein by reference.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 4 in the Initial Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease of more than 1% in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person, resulting solely from the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026.…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: Subscription Agreement On October 19, 2026, Dogwood Therapeutics, Inc. (the "Company") entered into a Subscription Agreement (the "Subscription Agreement") with Sealbond Limited ("Sealbond"), pursuant to which the Company agreed to issue and sell 4,098,360 shares (the "Shares") of the common stock, par value $0.0001 per share (the "Common Stock"), of the Company to Sealbond in a private placement. The Shares are being sold at a purchase price of $1.22 per Share. The cl…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On October 19, 2026, 666,667 Class B Ordinary Shares were surrendered for no consideration by the Sponsor and cancelled by the Issuer, pursuant to contractual arrangements under the Founder Share Purchase Agreement with the Issuer, after the underwriters notified the Issuer that they forfeited their right to exercise the remaining portion of their over-allotment option.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is amended by adding the following: On September 15, 2026, M.N. Business Strategy the Company announced that the offer expired at 11:59 p.m., New York time, and was not further extended. (see Exhibit 99.2).”
Filing on EDGAR ↗“The information set forth in Item 4 of the Original Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person resulting from (i) the Reporting Person's disposition of an aggregate of 1,301,827 shares of Common Stock and (ii) the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in th…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons acquired the securities reported herein for investment purposes and intend to review their investments in the Issuer on a continuing basis. Subject to various factors, including but not limited to the Issuer's financial position and strategic direction, price levels of the Class A Common Stock, conditions in the securities markets, various laws and regulations applicable to the Issuer and companies in its industry and the Reporting Persons' ownership in the Issuer, and general economic and ind…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information provided and incorporated by reference in Item 3 is hereby incorporated by reference in this Item 4.”
Filing on EDGAR ↗“The Reporting Persons acquired the securities reported herein for investment purposes and intend to review their investments in the Issuer on a continuing basis. Subject to various factors, including but not limited to the Issuer's financial position and strategic direction, price levels of the Class A Common Stock, conditions in the securities markets, various laws and regulations applicable to the Issuer and companies in its industry and the Reporting Persons' ownership in the Issuer, and general economic and ind…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired the securities reported herein for investment purposes and intends to continue to review its investments in the Issuer on an ongoing basis. Except as set forth herein, the Reporting Person does not currently have any specific plan or proposal to acquire or dispose of Common Stock of the Issuer or any securities exercisable for or convertible into Common Stock of the Issuer, but the Reporting Person, consistent with its investment purpose, may at any time and from time to time directly…”
Filing on EDGAR ↗“(a) Between April and October 2026, Tekhill USA LLC ("Tekhill") delivered various right of first refusal notices (the "ROFR Notices") pursuant to Section 1.03 of the Amended and Restated Shareholders Agreement, dated as of May 19, 2021, by and among Fred Faching Chang, the Issuer, and certain other shareholders of the Issuer, as amended (the "Shareholders Agreement"), to the Issuer and each of the Principal Shareholders (as defined in the Shareholders Agreement). Tekhill intends to sell Common Shares available for…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: At the extraordinary general meeting of the Issuer held on October 8, 2026 (the "EGM"), the shareholders of the Issuer approved the Resolutions (as defined in Amendment No. 14 to the Schedule 13D). On October 15, 2026, the VA Split (as defined in Amendment No. 13 to the Schedule 13D) was completed in accordance with the Framework Agreement (as defined in Amendment No. 13 to the Schedule 13D). Following the completion of the VA Split, the amen…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons initially acquired the Preferred Stock underlying the Shares for investment purposes only. The Reporting Persons believe that the Issuer is an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their respective positions in the Issuer through, amo…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Original Schedule 13D is hereby amended and restated in its entirety as follows: The Reporting Person acquired the Subject Shares pursuant to the exercise of an irrevocable put option granted to the Reporting Person under the Put Option Agreement, as previously disclosed in the Original Schedule 13D, and acquired the Additional Shares pursuant to the Swap Agreement, as described in Item 3 above. The Swap Agreement forms part of a broader strategic and commercial relationship between the Reporting Pers…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons own 19.99% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of September 30, 2026, plus the shares of Common Stock issued in the Financing (as defined below). The Reporting Persons' securities include (i) 687,789 shares of Common Stock and (ii) 171,000 shares of Common Stock issuable upon conversion of 171 shares of Series C Preferred Stock held directly by Co-Invest and exclude (i) 105,286,000 shares of Common Stock issuable upon conversion of 105,286…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The responses to Item 3 and Item 5(c) of this Amendment No. 17 are hereby incorporated by reference herein.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“(a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 of the Previous Schedule 13D is hereby amended and supplemented to add the following: This Amendment is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented with the following: The information set forth below in Item 6 of this Schedule 13D is incorporated by reference into this Item 4.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Mariselle a.s. entered into the Share Forward Transaction for investment purposes and to obtain economic exposure to the Shares. Mr. Holan, in his capacity as Group Investment Manager of Czechoslovak Group a.s., directs investment decisions with respect to the investment. The Share Forward Transaction provided for cash settlement only, unless the Investment Canada Act approval was obtained, in which case physical settlement would be permitted upon election by Mariselle a.s., subject to other applicable conditions.…”
Filing on EDGAR ↗“On March 11, 2026, PRIME OCEAN HOLDINGS LIMITED (the "Transferor") and JMD CORPORATE SERVICES LIMITED (the "Transferee") entered into a share transfer agreement, pursuant to which PRIME OCEAN agreed to transfer certain shares held by it to JMD CORPORATE SERVICES LIMITED. Under the terms of the share transfer agreement, Transferor is the registered proprietor of 18.000.000 ordinary shares (certificate no. C1353) with a par value of US$0.004 each of the TROOPS, INC. In addition, pursuant to the terms of the share tra…”
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 is hereby amended and supplemented to add the following: This Amendment is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 3, Item 5 and Item 6 of this Statement is herein incorporated by reference into this Item 4. Pursuant to that certain Investment Agreement, dated October 12, 2020, by and between ATIC Second International Investment Company and the Issuer, ATIC Second International Investment Company purchased 9,182,652 Ordinary Shares issued by the Issuer by way of a private placement (the "Private Placement") for aggregate consideration of approximately EUR200 million. On November 8, 2021, in con…”
Filing on EDGAR ↗“Item 4 of the Existing Statement is hereby amended and supplemented as follows: As disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on October 13, 2026, on October 12, 2026, the Issuer and certain of its subsidiaries entered into a restructuring support agreement with the Issuer's majority shareholders, holders of all of the Issuer's revolving loans, more than two-thirds of its term loans and senior secured notes, and more than two-thirds of its senior unsecured notes, providing for a co…”
Filing on EDGAR ↗“On July 1, 2024, the Reporting Person paid $25,000 to acquire 2,424,324 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"), of the Issuer. Following share capitalizations in October 2025 and June 2026, the Reporting Person held 4,928,571 Founder Shares. Up to 642,857 Founder Shares are subject to surrender for no consideration depending on the extent to which the underwriters' over-allotment option is exercised. The Founder Shares are convertible into the Issuer's Class A ordinary shares co…”
Filing on EDGAR ↗“Item 4(a) of the Initial Schedule 13D is amended and supplemented as follows: As disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on October 13, 2026, on October 12, 2026, the Issuer and certain of its subsidiaries entered into a restructuring support agreement with the Issuer's majority shareholders, holders of all of the Issuer's revolving loans, more than two-thirds of its term loans and senior secured notes, and more than two-thirds of its senior unsecured notes, providing for a comp…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Items 3 and 6 of this Schedule 13D is incorporated by reference herein. On October 8, 2026, the Issuer announced the pricing of an underwritten, public offering of 80,000,000 shares of Class A Common Stock at a price to the public of $12.50 per share, pursuant to an effective shelf registration statement on Form S-3 filed with the Securities and Exchange Commission on October 8, 2026 (the "Offering"). Pursuant to…”
Filing on EDGAR ↗“Swap Transactions Tarheel Investors III L.P. previously held certain equity swaps with an unrelated counterparty ("Counterparty") that could be physically settled ("Equity Swaps") upon the satisfaction of certain regulatory conditions. On October 5, 2026, the regulatory conditions applicable to such Equity Swaps were satisfied and Tarheel Investors III L.P. acquired beneficial ownership of the Common Stock underlying the Equity Swaps, and subsequently received 4,753,677 shares of Common Stock for an aggregate payme…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On July 22, 2026, the Issuer issued 4,500,000 common shares in connection with its acquisition of Drayton International Group. Due to the increase in the Issuer's outstanding shares, the Reporting Persons' percentage of the Issuer's common shares has fallen below 5.0%.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On September 29, 2026 (the "Tranche 1 Closing Date"), the Company completed the closing and sale of 5,000 shares of Series A Preferred Stock for $500,000, pursuant to a Preferred Stock Purchase Agreement (the "Preferred Purchase Agreement") dated September 27, 2026. Per the terms of the Preferred Purchase Agreement, parties agreed for the Tranche 2 Closing and purchase of an additional 5,000 shares for $500,000 to occur no later than ninety (90) days after the Tranche 1 Closing Date. The rights, preferences and pri…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented as follows: Purchase and Sale Agreement On October 6, 2026, the Issuer and HESM OpCo (collectively, the "Partnership Parties"), entered into a Purchase and Sale Agreement (the "Purchase Agreement") with Noble Energy, Inc. ("NEI"), CMH NewCo LLC ("CMH NewCo"), and HINDL (together with NEI and CMH NewCo, the "Seller Parties"). Each of the Seller Parties is an indirect, wholly owned subsidiary of Chevron. Pursuant to the Purchase Agreement, and subject to the…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information reported in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. LHE LNG intends to exercise Pre-Funded Warrants to purchase 187,169 shares of Common Stock prior to the record date of the Special Meeting in order to vote such shares of Common Stock on any proposals on which it is entitled to vote at the Special Meeting. The Reporting Persons intend to review their investment in the Issuer on a continuing basis taking into consideration various factors, including th…”
Filing on EDGAR ↗“There are no material changes to the Schedule 13D.”
Filing on EDGAR ↗“This Statement is filed on behalf of the Reporting Person to update the beneficial ownership information from that reported in the Schedule 13D. The Reporting Person reviews their investments in the Issuer on a continuing basis and may, at any time, consistent with the obligations of the Reporting Person under the federal securities laws, determine to increase or decrease their respective ownership of shares of the Issuer's Common Stock through purchases or sales of such Common Stock of the Issuer in the open marke…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is amended and supplemented by the following: Termination of Shareholders Agreement On September 1, 2026, the previously disclosed Shareholders Agreement terminated in accordance with its terms.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition, results of operations and prospects, general economic and industry conditions, the securities…”
Filing on EDGAR ↗“The Reporting Person is filing this Amendment No. 5 to Schedule 13D ("Amendment No. 5") to report that, as a result of issuances of Ordinary Shares by the Issuer since the filing of Amendment No. 4 to Schedule 13D on November 28, 2025, his beneficial ownership percentage has decreased to approximately 5.7% of the outstanding Ordinary Shares. The Reporting Person has not acquired or disposed of any Ordinary Shares since the filing of Amendment No. 4. The Reporting Person holds the Ordinary Shares reported herein for…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On October 5, 2026, Jakhongir Abidovich Artikkhodjaev entered into an agreement on the transfer of a contribution to the charter fund of Tourism and Entertainment Group LLC (the "Contribution Agreement") with TEG LLC. Mr. Artikkhodjaev owns substantially all of the outstanding interests of TEG LLC. Pursuant to the Contribution Agreement, Mr. Artikkhodjaev transferred 1,000,000 shares of common stock of the Issuer to TEG LLC (the "Transfer"), for an aggregate price of US$138,268 (US$0.138 per share). The transfer cl…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“In connection with the organization of the Issuer, in July 2026, the Sponsor paid $25,000, or approximately $0.003 per share, to cover certain of the Issuer's offering costs in exchange for 7,666,667 Class B Ordinary Shares (the "Founder Shares") pursuant to the Securities Subscription Agreement dated as of July 15, 2026 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"), as more fully described in Item 6 of this Schedule 13D which information is incorporated herein by reference. On October…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The reporting person acquired the 72,583 ADSs of issuer reported herein for investment purposes. Based on the reporting person's belief that the securities represented an attractive investment opportunity. The reporting person intends to review their investment on a continuing basis. Depending on various factors, including the issuer business, financial condition, and stock price, as well as general market and economic conditions, the reporting person may from time to time purchase additional ADSs or ordinary share…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to incorporate the following at the end thereof: On October 6, 2026, Njord Luxco entered into an underwriting agreement dated October 6, 2026 (the "October 2026 Underwriting Agreement") by and among Njord Luxco, the Issuer, and J.P. Morgan Securities LLC (the "Underwriter") for the sale by Njord Luxco of 6,329,874 Class A Shares (the "Initial Shares") to the Underwriter at a price of $39.845 per share, or $252,213,829.53 in aggregate proceeds to Njord Luxco before expens…”
Filing on EDGAR ↗“On October 5, 2026, in connection with the closing of the Company's acquisition of DBM Global, Inc., the Company issued 430,974 shares of Common Stock as part of the consideration for such acquisition, resulting in 40,279,686 shares of Common Stock outstanding, based on 39,848,712 shares outstanding as of July 27, 2026, as disclosed in the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026 filed on July 31, 2026 (as adjusted to reflect the two-for-one forward stock split of the Company's Co…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On September 29, 2026, the Issuer entered into a Purchase and Sponsor Handover Agreement (the "Purchase Agreement") with the Reporting Person and Tavia Sponsor Pte. Ltd., a Singapore company (the "Sponsor"), pursuant to which the Reporting Person agreed to purchase from the Sponsor an aggregate of (i) 2,243,333 Ordinary Shares and (ii) 249,107 private units of the Issuer, with each private unit consisting of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upo…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 6 of this Schedule 13D is incorporated herein by reference. Backstop Agreement On August 6, 2026, the Company entered into a Rights Offering Backstop Agreement (the "Backstop Agreement") with the holders of the 2030 Notes (the "Backstop Parties"), including the Reporting Person on behalf of the Whitebox Funds, in connection with the Company's $125.0 million rights offering (the "Rights Offering"), to purchase each Backstop Party's individual backstop commitment, for an aggregate of…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby amended to add the paragraphs below: The information set forth under Item 3 is incorporated into this Item 4 by reference. The purpose of the Phantom Unit Awards is to promote the interests of EPCO, the Issuer, and EPD GP by providing Ms. Williams (as a key EPCO employee) with incentive compensation awards to encourage superior performance. The purpose of the 2025-2026 DRIP Unit Purchases by Alkek and Chaswil is to hold the pu…”
Filing on EDGAR ↗“On August 6, 2026, the Reporting Person entered into a Purchase and Sale Agreement (the "Agreement") with Kotarba Partners Fund I, LP, a Delaware limited partnership (the "Purchaser"), pursuant to which the Reporting Person agreed to sell to the Purchaser up to 738,534 shares of Common Stock (the "Shares"), comprising 100% of the shares of Common Stock beneficially owned by the Reporting Person as of the date of the Agreement, on the terms and conditions specified in the Agreement. Pursuant to the Agreement, the Pu…”
Filing on EDGAR ↗“On September 10, 2026, Mr. Jonas entered into a Securities Purchase Agreement with the Company and the other purchasers named therein (the "Purchase Agreement") providing for his purchase of 2,218,430 shares of Class B Common Stock and warrants to purchase 1,996,587 shares of Class B Common Stock for an aggregate purchase price by Mr. Jonas of $6,500,000. The purchase price was $2.93 per share and accompanying warrant coverage, which was equal to the closing price of the Class B Common Stock on the NYSE American on…”
Filing on EDGAR ↗“This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition,…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented by adding the following thereto: On June 12, 2026, the Court of Milan granted interim relief suspending the effectiveness of the resolution adopted at the Issuer's extraordinary shareholders' meeting on October 29, 2025 concerning the amendment to the Issuer's corporate purpose. On July 9, 2026, a panel of the Court of Milan revoked that interim relief following a challenge filed by the Issuer. The proceedings on the merits remain pending. Between August 7, 2026 and August…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: The information set forth in Item 6 of this Amendment is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“The Reporting Persons acquired the securities of the Issuer for investment purposes. The Reporting Persons may from time to time review and consider various alternative courses of action for maximizing the value of their investment. Such alternatives may include, among other things, the acquisition of additional shares of capital stock of the Issuer on the open market, through privately negotiated transactions with the Issuer or third parties, or the sale of all or part of the Reporting Person's investment on the o…”
Filing on EDGAR ↗“Item 4 of the Report is hereby amended and supplemented to incorporate by reference the disclosure made under Item 3 and Item 6.”
Filing on EDGAR ↗“The Reporting Persons acquired the 1,625,000 Class B Shares for the purpose of increasing and maintaining Ms. Zhu's voting control of the Issuer and to demonstrate her long-term commitment to the Issuer. As of September 7, 2026, the Reporting Persons' as-converted beneficial ownership represented approximately 0.81% of the Class A Ordinary Shares and approximately 44.8% of the aggregate voting power of the Issuer, the Reporting Persons' voting power having declined below a majority as a result of issuances of Class…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“General The Reporting Person intends to review her investments in the Issuer on a continuing basis. Any actions the Reporting Person might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Person's review of numerous factors, including, but not limited to: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; the relat…”
Filing on EDGAR ↗“The information with respect to the Suspension of the Share Repurchases forth in Item 5(c) is incorporated herein by reference to the extent responsive to this Item 4.”
Filing on EDGAR ↗“The information provided and incorporated by reference in Item 3 is hereby incorporated by reference in this Item 4.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by the following: On September 28, 2026, the hedging period related to the third quarterly calculation period for the Forward Transactions ended, and the sales price for such quarterly calculation period was determined to be $2.9381 per share. On September 29, 2026, 3,767,776 of the shares pledged by the Stockholders in respect of such quarterly calculation period were released from the pledge and delivered to Dealer in settlement of such quarterly calcu…”
Filing on EDGAR ↗“The information set forth in or incorporated by reference in Item 3 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. The Reporting Persons acquired beneficial ownership of the securities of the Issuer as described in this Schedule 13D for investment and decision-making purposes and intend to review their investment in the Issuer on a continuing basis. Depending on various factors, including but not limited to the Issuer's business, prospects, financial position and strategic direc…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Item 6 of this Amendment No. 1 is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“This Amendment amends and supplements Item 4 of the Original Schedule 13D by inserting the following after the two paragraphs titled "August 2020 Distribution in Kind": "On September 28, 2026, the TPG Funds sold an aggregate of 18,716,306 shares of Common Stock at a price of $1.55 per share pursuant to Rule 144 under the Securities Act of 1933, as amended (the "September 2026 Offering")."”
Filing on EDGAR ↗“The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference into this Item 4. The Reporting Person, at any time and from time to time, may directly or indirectly acquire additional securities of the Issuer, depending upon an ongoing evaluation of its investment in such securities, applicable legal and/or contractual restrictions, prevailing market conditions, other investment opportunities, liquidity requirements of the Reporting Person and/or other investment considerations. Except…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On September 25, 2026, the Reporting Persons disposed of 5,344,661 ADSs representing 16,033,983 Class A ordinary shares, causing the beneficial ownership percentage of the Reporting Persons to decrease to below five percent of the Issuer's total issued and outstanding ordinary shares.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: "September 2026 Securities Purchase Agreement On September 1, 2026, the Reporting Person entered into a Securities Purchase Agreement (the "September SPA") with multiple purchasers (the "Purchasers"), pursuant to which the Reporting Person agreed to sell, in a private transaction, (i) 706,100 shares of Series AA Preferred Stock of the Issuer and (ii) 1,750,000 shares of Series AAA Preferred Stock of the Issuer, which are convertible into an aggregate of 241,861,…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“No additional amendments”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 is hereby amended and supplemented to add the following: This Amendment is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information contained in Item 3 is incorporated by reference in its entirety into this Item 4. On June 22, 2026, Moringa Sponsor, LP filed a claim against Silexion Therapeutics Corp and two of its senior officers (the "Claim"), alleging deliberate and systematic breaches of the Amended and Restated Promissory Note, dated August 15, 2024 (the "Note"). In the Claim, Moringa Sponsor, LP alleges, among other things, that Silexion breached the conditions governing conversion of indebtedness under the Note, including…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following at the end of the section entitled "Voting Agreements": On July 14, 2026, shareholders approved the Shareholder Proposals (i) through (iv). Subsequently, as disclosed in the Issuer's Form 8-K filed with the SEC on September 9, 2026, the Issuer effected the Reverse Stock Split.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: September 2026 Share Purchase Agreement On September 23, 2026, the Issuer entered into a Share Purchase Agreement (the "September 23, 2026 Share Purchase Agreement") with AFD, pursuant to which the Issuer agreed to sell to AFD a total of 4,300,000 shares of Class A Common Stock at a purchase price of $1.09 per share of Class A Common Stock (the "Offering"). The Offering closed on September 23, 2026. As promptly as reasonably practicable follo…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to add the following at the end thereof: On September 22, 2026, the Issuer approved a buyback program for the repurchase and cancellation of 72,500,000 shares of its common stock (the "Common Stock") by way of on-market and negotiated purchases (the "Buyback Program"). On September 24, 2026, LPE and the Issuer entered into a Share Purchase Agreement (the "Share Purchase Agreement"). Pursuant to the terms of the Share Purchase Agreement, LPE will proportionately participa…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“This information is not changed by this Amendment.”
Filing on EDGAR ↗“This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition,…”
Filing on EDGAR ↗“The Reporting Persons acquired the shares of Common Stock to which this Schedule 13D relates for investment purposes because they believe they represent an attractive investment opportunity. While the Reporting Persons have no present intention to dispose of all or any portion of the Common Stock beneficially owned by them, the Reporting Persons may, from time to time, modify their present intention as stated in this Item 4. In addition, they may at their discretion purchase additional shares of Common Stock of the…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 5 is hereby incorporated by reference into this Item 4. Item 4 is hereby amended and supplemented to add the following: This Amendment No. 1 is filed to report that the Reporting Persons' aggregate percentage beneficial ownership and voting power in the Issuer were diluted as a result of the Issuer's issuance of shares as described in Item 5 below.”
Filing on EDGAR ↗“I am deeply dissatisfied with the Company's recent actions and the substantial dilution imposed on existing shareholders. The issuance of such a significant number of additional shares has materially diluted the ownership percentage of existing shareholders generally, including my own, despite the fact that existing shareholders continue to hold their shares. This is not simply an issue affecting my individual investment. The Company's actions have affected the ownership position of existing shareholders as a whole…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof: "Pursuant to the Stock Purchase Agreement described in Item 6 of the Schedule 13D, the Issuer purchased Ordinary Shares from KTL at two closings following the initial closing on March 26, 2026. On June 26, 2026, the Issuer purchased 665,995 Ordinary Shares from KTL in respect of the Applicable Quarter ended June 15, 2026. On September 22, 2026, the Issuer purchased 1,134,770 Ordinary Shares from KTL in…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: The information set forth in Item 3 of this Amendment No. 30 is incorporated herein by reference. In addition, Atlas Investissement intends (subject to certain conditions, including obtaining relevant regulatory approvals, as may be required and in accordance with the documentation pertaining to the Equity Financing Transactions) to purchase additional Common Shares up to a beneficial ownership of 50.5% of the outstanding Common…”
Filing on EDGAR ↗“The information contained in Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following information: On September 23, 2026, People announced that it has withdrawn its previously submitted non-binding proposal to acquire all of the outstanding shares of Common Stock of the Issuer that are not owned by People, as described in Amendment No. 8 to this Schedule 13D. People announced that it remains open to and interested in the possibility of a strategic transaction with the Issuer and looks f…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On May 9, 2024, TROOPS, Inc. (the "Company") entered into a sale and purchase agreement (the "Agreement") with LIANTENG LIMITED (the "Vendor"), for the purchase of the entire issued and outstanding share capital of Riches Holdings Limited ("Riches Holdings"), a company incorporated under the laws of Cayman Islands, for the consideration of $13,400,000 (the "Consideration"). The Consideration shall be satisfied by the Company through the issuance of convertible promissory note (the "Note") to the Vendor for the prin…”
Filing on EDGAR ↗“On May 28, 2025, TROOPS, Inc. (the "Company") entered into a stock purchase agreement (the "Stock Purchase Agreement") with Wang & Lee Holdings, Inc. (the "Shareholder"), pursuant to which the Company issued and sold to the Shareholder 14,050,000 ordinary shares of the Company (the "Shares") at a purchase price of US$0.90 per share, for an aggregate price of US$12,645,000 (the Consideration"). The Company and the Shareholder also entered into a lock-up agreement (the "Lock-Up Agreement") in relation to the Agreemen…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Initial Schedule 13D is hereby amended and supplemented as follows: On September 23, 2026, the Reporting Persons disposed of all Public Shares beneficially owned by the Reporting Persons and ceased to be the beneficial owner of any Public Shares. The Reporting Persons do not have any present plans or proposals that relate to or would result in any of the actions specified in Item 4(a) through 4(j) of this Schedule 13D.”
Filing on EDGAR ↗“The Reporting Persons acquired the Class B Shares for investment purposes and to obtain voting control of the Issuer. On September 16, 2026, pursuant to the Purchase Agreement, Lioness purchased from the Seller all 500,000 Class B Shares, constituting all issued and outstanding Class B Shares, for aggregate consideration of US$500.00. The Class B Shares were transferred to Lioness on September 22, 2026. Voting rights and class terms. Under the Issuer's memorandum and articles of association, the Class A Shares and…”
Filing on EDGAR ↗“Item 4 is further supplemented by the following. On September 21, 2026, the Seller A Shares Closing was consummated. As a result, the Purchasers completed the acquisition of all 650,424,192 Sale Shares contemplated by the Share Purchase Agreement. Upon the Seller A Shares Closing, the Investor Rights Agreement and the Voting and Consortium Agreement became effective in accordance with their respective terms (other than certain provisions thereof that became effective on May 13, 2026), and the voting term (the "Voti…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D, as amended, is hereby amended and supplemented as follows: On September 1, 2026, the Shareholders Agreement entered into on September 18, 2023, by and among Mifalei Sdot-Yam, Tene Investment in Projects 2016, L.P., Tene Growth Capital III PFF, L.P., and Tene Growth Capital III PFF (Parallel), L.P., as described in Item 4 of Amendment No. 4 to the Schedule 13D, as amended, terminated in accordance with its terms.”
Filing on EDGAR ↗“The Reporting Person acquired the shares for investment purposes.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On September 21, 2026, 750,000 Class B Ordinary Shares were surrendered for no consideration by the Sponsor and cancelled by the Issuer, pursuant to contractual arrangements under the Founder Share Purchase Agreement with the Issuer, because the underwriters did not exercise their over-allotment option.”
Filing on EDGAR ↗“Item 4 is further supplemented by the following. On May 13, 2026, the Share Purchase Agreement was entered into by the Buyers and the Sellers, pursuant to which the Buyers purchased from the Sellers an aggregate of 650,424,192 Class A Ordinary Shares in the Issuer. The closing of the Transaction took place on September 21, 2026. On May 13, 2026, the Buyers also entered into the Voting and Consortium Agreement with Mr. Sheng Chen and others, a copy of which was attached to Amendment No. 10 as Exhibit 99.34 thereto,…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On September 21, 2026, 750,000 Class B Ordinary Shares were surrendered for no consideration by the Sponsor and cancelled by the Issuer, pursuant to contractual arrangements under the Founder Share Purchase Agreement with the Issuer, because the underwriters did not exercise their over-allotment option.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On September 21, 2026, 750,000 Class B Ordinary Shares were surrendered for no consideration by the Sponsor and cancelled by the Issuer, pursuant to contractual arrangements under the Founder Share Purchase Agreement with the Issuer, because the underwriters did not exercise their over-allotment option.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 3 of this Schedule 13D is incorporated by reference into this Item 4. TPC acquired the reported securities for investment purposes.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented with the following: The Private Placement On September 11, 2026, the Issuer entered into securities purchase agreements (each, a "Purchase Agreement") with certain accredited investors (the "Purchasers"), for the sale by the Issuer in a private placement (the "Private Placement") of an aggregate of 2,275,245 shares (the "Shares") of the Issuer's Common Stock, at a weighted purchase price of approximately $2.66 per Share, for aggregate gross proceeds to the Issuer of approxi…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and restated as follows: This transaction involved the Reporting Person's gift of shares of Syntec Optics Holdings, Inc. Class A Common Stock to irrevocable trusts for which he does not exercise or share voting or investment control. The Reporting Person disclaims beneficial ownership of the securities held by the trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner for the purposes of Section 16 or for any other purpo…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: As a result of the distribution of certain voting shares of LOR, Inc. to its beneficiary on September 17, 2026, the GWR Voting Trust is no longer the beneficial owner of the shares of Common Stock held indirectly by or through LOR, Inc. or RFT Investment Company, LLC.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired and holds the shares of Common Stock for investment purposes”
Filing on EDGAR ↗“On August 7, 2025, the Sponsor paid $25,000, or approximately $0.003 per share, to cover certain of the Issuer's offering costs in exchange for 7,665,900 Class B ordinary shares (the "Founder Shares"), of which up to 999,900 founder shares were subject to forfeiture depending on the extent to which the underwriters' over-allotment option was exercised, pursuant to the Securities Subscription Agreement dated as of August 7, 2025 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"). On December…”
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: On September 17, 2026, the Issuer agreed to waive the required 61 days' notice period to the Issuer for YZi Labs to increase the Beneficial Ownership Limitation (as defined in Item 5 below) under the terms of each of the Pre-Funded Warrants and the Strategic Advisor Warrants held by YZi Labs. Also on September 17, 2026, YZi Labs notified the Issuer of its election to increase the Beneficial Ownership Limitation under the Strategic Advisor Warrants pursuant to their ter…”
Filing on EDGAR ↗“The information set forth in Item 3 of this Schedule is incorporated herein by reference. The Reporting Person acquired their shares of Common Stock, Pre-Funded Warrants and Common Warrants as an investment in the ordinary course of business. At the Milestone Closing, which will be triggered by the Issuer's submission of a registrational Phase 3 clinical trial protocol for PDS0301 designed in collaboration with Nant Capital to the U.S. Food & Drug Administration (the "Milestone Event"), Nant Capital, along with cer…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 3 of this Schedule is incorporated herein by reference. WJRJJ purchased shares of the Company's common stock pursuant to a Securities Purchase Agreement ("Securities Purchase Agreement"), dated as of September 11, 2026, by and among WJRJJ, the Company, and Robert A. Frist (the "Selling Shareholder"), under which (i) the Company agreed to issue to WJRJJ 1,355,932 shares of Common Stock, for an aggregate cash purchase price of approximately $40.0 million, or a purchase price of $29.5…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented to include the following: On September 18, 2026, the Reporting Persons divested of Matsuba Limited, a company organized under the laws of Cyprus ("Matsuba"), in a negotiated sale to an unaffiliated third party. As previously reported on the Schedule 13D, Matsuba is the direct holder of the shares of Common Stock, and prior to the divestiture, was a wholly-owned subsidiary of Vox Ventures. As a result, as of the date of this Amendment No. 6 to the Schedul…”
Filing on EDGAR ↗“The information contained on the cover pages to this Amendment No. 4 and the information set forth in Items 3, 5 and 6 hereof are incorporated by reference herein and Item 4 of Schedule 13D is hereby amended and supplemented as follows. On September 16, 2026, the Reporting Person transferred, as a bona fide gift, an aggregate of 1,000,000 shares of common stock, $.001 par value per share of Freedom Holding Corp. to Askar Tashtitov.”
Filing on EDGAR ↗“The information set forth in Item 6 is hereby incorporated by reference in its entirety.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and restated as follows: Mr. Prior entered into the University Agreement and committed to the Planned Gift for charitable purposes. The University Agreement provides that the Planned Gift will be fulfilled in 16 installments on or by March 3, 2028, with eight Installments consisting of monthly transfers of $375,000 to the University from August 2026 to March 2027 and eight Installments consisting of monthly transfers of $250,000 to the University from August 2027 to Marc…”
Filing on EDGAR ↗“On February 12, 2026, the Sponsor paid $25,000, or approximately $0.014 per share, to cover certain of the Issuer's offering costs in exchange for 1,725,000 Founder Shares (the "Founder Shares"), of which 225,000 founder shares were forfeited subject to the expiration of the underwriters' over-allotment option, pursuant to the Securities Subscription Agreement dated as of February 12, 2026 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"). On April 20, 2026, the Issuer consummated its init…”
Filing on EDGAR ↗“On March 17, 2026, in connection with the Issuer's restructuring of its debt obligations (the "Restructuring Transactions"), the Issuer and certain of its subsidiaries entered into a restructuring support agreement (the "RSA"). On September 11, 2026, pursuant to the RSA, certain debt instruments of the Issuer held by affiliates of the Reporting Persons with an aggregate principal amount of $564,468,399.13 were terminated and exchanged for an aggregate of 1,318,372 shares of Class A Common Stock and 305,225 shares o…”
Filing on EDGAR ↗“On March 11, 2026, PRIME OCEAN HOLDINGS LIMITED (the "Transferor") and JMD CORPORATE SERVICES LIMITED (the "Transferee") entered into a share transfer agreement, pursuant to which PRIME OCEAN HOLDINGS LIMITED agreed to transfer certain shares held by it to JMD CORPORATE SERVICES LIMITED. Under the terms of the share transfer agreement, Transferor is the registered proprietor of 18.000.000 ordinary shares (certificate no. C1353) with a par value of US$0.004 each of the TROOPS, INC. In addition, pursuant to the terms…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: The Reporting Persons acquired the additional Shares reported in this Amendment for investment purposes, based on their belief that the Common Stock is an attractive investment in light of current industry conditions. The Reporting Persons may acquire additional shares of Common Stock from time to time in open market transactions, privately negotiated transactions or otherwise, or may dispose of shares of Common Stock, in each case depending upon market conditions, the…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is supplemented by incorporating the information in Item 3 of this Amendment. Except for the dispositions reported herein, Item 4 remains unchanged.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented with the information in Item 3 responsive hereto, which is incorporated by reference herein.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented to add the following: On September 16, 2026, SGF FANG sold an aggregate of 9,079,675 shares of Common Stock at a price of $205.26 per share pursuant to Rule 144 under the Securities Act of 1933, as amended (the "September 16, 2026 Sale"). In connection with the September 16, 2026 Sale, SGF FANG is subject to a lock-up period from September 16, 2026 through the date 30 days after September 16, 2026, during which SGF FANG may not sell any shares of Common Stock without the mu…”
Filing on EDGAR ↗“On September 16, 2026, Gang Yu, Junling Liu, Sunny Bay Global Limited and Huadeng Tech BioArray Ventures Ltd (collectively, the Consortium) entered into a consortium agreement (the Consortium Agreement), pursuant to which the Consortium will cooperate in good faith in connection with an acquisition transaction (Proposed Transaction) with respect to the Issuer as contemplated by the Proposal (as defined below). The Consortium Agreement provides, among others, for (i) cooperation in negotiation with the Issuer with r…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of this Schedule 13D is supplemented and superseded, as the case may be, as follows: On September 15, 2026, Waddle, in its capacity as trustee of the Chivers Trust, exercised its powers under the Chivers Trust to appoint and distribute in specie 4,273,535 Ordinary Shares of the Issuer to Atla as trustee of Hoddle, which was made a beneficiary of the Chivers Trust by way of a Deed of Appointment of Beneficiary dated September 15, 2026. Such 4,273,535 Ordinary Shares of the Issuer comprised assets r…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented as follows: On September 15, 2026, Neben Holdings, LLC, a wholly-owned subsidiary of the Reporting Person, sold 29,369,611 shares of Class A Common Stock to a financial institution in a block sale transaction at a price per share of $6.2050 (the "Block Sale").”
Filing on EDGAR ↗“On September 15, 2026, the Issuer and the reporting person entered into a securities purchase agreement relating to the issuance and sale of 298,508 shares of the Issuer's common stock and accompanying warrants to purchase up to 298,508 shares of common stock in a private placement. The transaction closed on September 15, 2026. The warrants are exercisable at any time, have an exercise price of $1.55 per share, and expire on the five-year anniversary of the date of issuance. The warrants also contain standard anti-…”
Filing on EDGAR ↗“The Reporting Persons hold the Class B Ordinary Shares of the Issuer for investment purposes.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: The information set forth in Items 3 and 6 of this Amendment is incorporated into this Item 4 by reference.”
Filing on EDGAR ↗“On July 24, 2025, Future FinTech Group Inc. (the "Company") entered into a securities purchase agreement (the "Equity SPA") with certain institutional and individual investors (each, a "Purchaser"), pursuant to which the Company agreed to issue and sell, and the Purchasers agreed to purchase, up to an aggregate of 15,000,000 shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), at a purchase price of $2.00 per share. On September 16, 2025, the Company issued 9,000,000 shares of its…”
Filing on EDGAR ↗“The Reporting Person holds the Class A Ordinary Shares of the Issuer for investment purposes.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to incorporate the following at the end thereof: On September 14, 2026, Njord Luxco entered into an underwriting agreement dated September 14, 2026 (the "September 2026 Underwriting Agreement") by and among Njord Luxco, the Issuer, and J.P. Morgan Securities LLC (the "Underwriter") for the sale by Njord Luxco of 9,000,000 Class A Shares (the "Initial Shares") to the Underwriter at a price of $31.75 per share, or $285,750,000.00 in aggregate proceeds to Njord Luxco before…”
Filing on EDGAR ↗“The Reporting Person acquired the securities for investment purposes. The Reporting Person intends to review its investment in the Issuer on a continuing basis. Depending upon market conditions, the Issuer's business, financial condition, prospects, general economic conditions and other factors deemed relevant, the Reporting Persons may acquire additional securities of the Issuer, dispose of some or all of its securities, or maintain its current investment position. Except as described herein, the Reporting Person…”
Filing on EDGAR ↗“The responses to Item 6 are incorporated by reference into this Item 4. On September 10, 2026 (the "Closing Date"), Issuer issued and sold to MIG the following securities pursuant to the Subscription Agreement, dated as of July 19, 2026 (the "Subscription Agreement"), between Issuer and MIG, for an aggregate purchase price of $15,000,000: * 2,923,976 shares of Class A Common Stock at a purchase price of $1.71 per share; * a senior secured convertible promissory note in the initial principal amount of $10,000,000 (t…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: The information set forth in Items 3 and 6 of this Amendment is incorporated into this Item 4 by reference.”
Filing on EDGAR ↗“Not amended.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The disclosure in Item 4 of the Schedule 13D, as amended, is hereby supplemented by adding the following: The information set forth in Item 3 of this Amendment No. 10 is incorporated by reference into this Item 4.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Nistec Golan and Mr. Nissan originally acquired the Shares for investment purposes”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to include the following: On September 11, 2026, a lender under that certain Term Loan Credit Agreement, dated December 27, 2023, by and among Alpine Holding II, LLC ("Alpine Holding"), PF Proppant Holding, LLC, the subsidiary guarantor parties thereto, the several lenders thereto and CLMG Corp., as the agent and collateral agent, assigned $60,000,000 aggregate principal amount of term loans (the "2026 Term Loans") to THRC Holdings, LP ("THRC") and Farris C. Wilks, a nat…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: September 2026 Share Purchase Agreement On September 11, 2026, the Issuer entered into a Share Purchase Agreement (the "September 2026 Share Purchase Agreement") with AFD, pursuant to which the Issuer agreed to sell to AFD a total of 1,700,000 shares of Class A Common Stock at a purchase price of $1.06 per share of Class A Common Stock (the "Offering"). The Offering closed on September 11, 2026. As promptly as reasonably practicable following…”
Filing on EDGAR ↗“The information set forth in or incorporated by reference in Item 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 4. The Reporting Persons intend to continue to review their investment in the Issuer on a continuing basis, and depending upon various factors, including without limitation, the Issuer's financial position and strategic direction, the outcome of any discussions referenced above, overall market conditions, other investment opportunities available to the Reporting…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On February 12, 2026, the Sponsor paid $25,000, or approximately $0.014 per share, to cover certain of the Issuer's offering costs in exchange for 1,725,000 Founder Shares (the "Founder Shares"), of which 225,000 founder shares were forfeited subject to the expiration of the underwriters' over-allotment option, pursuant to the Securities Subscription Agreement dated as of February 12, 2026 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"). On April 20, 2026, the Issuer consummated its init…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On September 11, 2026, the Reporting Person entered into the Forward Contract with an unaffiliated counterparty. The Forward Contract obligates the Reporting Person to deliver shares of Class A Common Stock or, at the Reporting Person's election subject to certain conditions, settle the contract in cash, on a settlement date on or about August 30, 2029 (the "Maturity Date"). In exchange, the Reporting Person will receive an upfro…”
Filing on EDGAR ↗“The Reporting Persons purchased the aforementioned securities for investment purposes with the aim of increasing the value of their investments and the Issuer. Subject to applicable legal requirements, one or more of the Reporting Persons may purchase additional securities of the Issuer from time to time in open market or private transactions, depending on its evaluation of the Issuer's business, prospects and financial condition, the market for the Issuer's securities, other developments concerning the Issuer, the…”
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented as follows: The information set forth or incorporated in Item 3 and Item 6 of this Amendment is hereby incorporated by reference in its entirety into this Item 4. On September 11, 2026, Blockchain Fund exercised Cash Pre-Funded Warrants for 1,000,000 Class A Common Shares at an exercise price of $0.001 per share, for an aggregate cash payment to the Issuer of $1,000. Other than as described in this Item 4, none of the Reporting Persons presently has any add…”
Filing on EDGAR ↗“GL II has the right to acquire warrants to purchase up to $99,000,000 of additional shares of XCF Class A Common Stock until December 31, 2026. The price for each warrant is set forth in the Warrant Purchase Agreement entered into between GL II and XCF on July 16, 2026. Each warrant is exercisable on a paid or cashless basis at $2.50 per share. The Reporting Persons may purchase and sell common stock of XCF in their sole discretion and at such times as they deem convenient, subject to applicable law.”
Filing on EDGAR ↗“The information set forth in Items 3, 5 and 6 of this Schedule 13D is incorporated by reference herein. Background On May 14, 2025, the Issuer and 1036030 B.C. Ltd., a company solely owned by the Reporting Person, entered into a consulting services agreement pursuant to which the Reporting Person was granted 2,000,000 Performance Warrants to acquire shares of Common Stock at an exercise price of $0.001 per share, with a term of five years. The Performance Warrants vest contingent upon the occurrence of the followin…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On September 11, 2026, Braeden Lichti sold all of his previously owned shares of the Issuer's Common Stock and no longer owns any shares of Common Stock. From September 11, 2026 to September 14, 2026, NorthStrive Fund II LP sold all of its previously owned shares of the Common Stock, and no longer owns any shares of Common Stock. Previously, the Reporting Persons herein filed a Schedule 13D with the U.S. Securities and Exchange Commission on February 20, 2026 ("Schedule 13D"), which reported the number of shares he…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: On September 11, 2026, in connection with the closing of an underwritten secondary offering of shares of Class A Common Stock by Hagerty Holding Corp. (the "September 2026 Secondary Offering"), and pursuant to the terms of the Amended and Restated Exchange Agreement, the Reporting Person exchanged 7,836,411 shares of Class V Common Stock and associated OpCo Units for, at the election of the Company, an equal number of shares of Class A Common…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of Original Schedule 13D is hereby amended and supplemented with the following: As previously disclosed, on July 19, 2026, Atlas GREE Investment Holdco LLC, a Delaware limited liability company and an affiliate of the Reporting Persons ("Holdco"), entered into a subscription agreement (the "Subscription Agreement") with the Issuer pursuant to which Holdco agreed to purchase 2,923,976 shares (the "Shares") of Class A Common Stock, at a price per share of $1.71, for an aggregate purchase price of $5,000,000 in…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Item 6 of this Schedule 13D is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“The responses to Item 3 and Item 6 of this Schedule 13D are incorporated by reference herein. Hagerty Holding Corp., a Delaware close corporation ("HHC") acquired the shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of Hagerty, Inc. (the "issuer" or the "Company") for investment purposes. HHC expects to review from time to time its investment in the Company and, depending on its applicable legal, regulatory and contractual obligations (including as described in Item 6 herein), t…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented by the following: On September 9, 2026, the Issuer placed 12,000,000 new shares of the Common Stock (such shares, the "Offer Shares" and such transaction, the "Private Placement") to selected institutional investors who participated an accelerated bookbuilding process. Based on the results of the accelerated bookbuilding process, the Issuer accepted offers for 12,000,000 Offer Shares and set the offering price for the Offer Shares at (euro)6.70 per Offer Share (the "Offer P…”
Filing on EDGAR ↗“Item 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following at the end thereof: On September 7, 2026, EU Holdings issued a secured promissory note in the principal amount of US$4,850,000.00 to Mega Spirit Holdings Limited (the "Lender"), an independent third party (the "Note"). The principal amount shall bear interest at the rate of 6.50% per annum until the Note is paid in full. All principal, interest and other charges payable under the Note shall be due on October 9, 2026. A co…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons own 19.99% of the Company in the aggregate, based upon the Company's aggregate outstanding shares as of September 8, 2026. The Reporting Persons' securities include (a) 2,691 shares of Common Stock issuable upon the exercise of options held directly by Mr. Kiselak that are currently exercisable or will be exercisable within 60 days of the date of this filing, (b) 6,911,174 shares of Common Stock directly held by Fund II and (c) 2,192,555 shares of Common Stock directly held by Co-Invest, and e…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Item 6 of this Schedule 13D is incorporated by reference into this Item 4.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: The information set forth in Item 6 of this Schedule 13D is incorporated by reference into this Item 4.”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth or incorporated by reference in Item 6 of this Schedule 13D is incorporated by reference into this Item 4. The Reporting Persons intend to further assess their investment in the Issuer from time to time, on the basis of various factors, including, without limitation, the Issuer's business performance, financial condition, results of operations and prospects, general economic, market and industry conditions, as well as other developments and other investment opportunities available to the R…”
Filing on EDGAR ↗“Item 4 is hereby supplemented by adding the following after the end of the second paragraph thereof: On November 22, 2024, the Reporting Person acquired 260,417 Common Shares upon the vesting and settlement of restricted stock units issued to the Reporting Person pursuant to the Issuer's incentive plans On March 20, 2025, the Reporting Person acquired an aggregate of 1,247,191 Common Shares upon the vesting and settlement of restricted stock units issued to the Reporting Person pursuant to the Issuer's incentive pl…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The purpose of the acquisition of Shares by the Reporting Person is for investment as part of the general investment portfolio of the Reporting Person. This Schedule 13D is being filed because the Reporting Person is no longer a member of a "group" within the meaning of Section 13(d)(3) of the Act, as disclosed in the explanatory note to this Schedule 13D. This filing is not being made as a result of any particular acquisition or disposition of securities by the Reporting Person. The Reporting Person intends to rev…”
Filing on EDGAR ↗“Item 4 is hereby amended to add the following: The Estate of B. Wayne Hughes (the "Estate") distributed all Shares previously held by the Estate to the beneficiaries thereof. As a result, Tamara Hughes Gustavson, in her capacity as executor of the Estate, no longer may be deemed to beneficially owns any Shares formerly held by the Estate, and the Reporting Persons no longer constitute a "group" within the meaning of Section 13(d)(3) of the Exchange Act. Tamara Hughes Gustavson is separately making a Schedule 13D fi…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 is hereby supplemented as follows: As of the date of this Amendment, Long Ball is the holder of an aggregate principal amount of $8,755,560.00 of the Issuer's 5.0% Convertible Senior PIK Notes Due 2030 (the "PIK Notes"). The PIK Notes are convertible into Common Stock. On September 8, 2026, Long Ball entered into a letter agreement (the "Forbearance Agreement") with the Issuer, pursuant to which Long Ball irrevocably agreed to forbear from exercising its right to convert the PIK Notes (and any additional PIK…”
Filing on EDGAR ↗“Stock Purchase Agreement On September 8, 2026, the Investment Manager, on behalf of the Funds, entered into a stock purchase agreement (the "Stock Purchase Agreement") with Silver Point Capital, L.P., pursuant to which the Funds agreed to purchase 1,600,000 shares of Common Stock for a purchase price of $16.25 per share (the "Purchase"). The Purchase closed on September 8, 2026. The foregoing description of the Stock Purchase Agreement does not purport to be complete and is qualified in its entirety by the full tex…”
Filing on EDGAR ↗“On September 8, 2026, Mr. Jonas received 4,233 shares of Class B Common Stock upon the vesting of previously granted deferred stock units. On September 10, 2026, Mr. Jonas was granted options to purchase 386,244 shares of Class B Common Stock pursuant to the Stock Option Agreement described in Item 6. The shares underlying such options are not included in the number of shares beneficially owned by Mr. Jonas as the options are not exercisable until the later of: (a) the date that the adoption of the Company's 2026 E…”
Filing on EDGAR ↗“The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition, results of operations and prospects, general economic and industry conditions, the securities markets in general and those for the Issuer's Shares in particular, as well as other developments and other investment opportunities. Based upon such review, the Reporting Persons will take such actions in the future as the Reporting Persons may deem…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Person acquired the Common Shares for investment purposes through a series of related transactions, each of which is described below, as well as to effect the transfer of the Reporting Person's then wholly-owned subsidiary, Fort Products Limited, a private company incorporated under the laws of England and Wales ("Fort UK"), into a publicly traded vehicle, thereby providing Fort UK with access to public capital markets, enhanced liquidity and a platform for the continued growth and expansion of its e-…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The information set forth in Item 6 of this Schedule 13D with respect to the Securities Purchase Agreement, the Stockholder Agreement, the Lock-Up Agreement and the Registration Rights Agreement is incorporated by reference into this Item 4. General The Reporting Persons intend to review their investments in the Issuer on a continuing basis. Any actions the Reporting Persons might undertake will be dependent upon the Reporting Persons' review of numerous factors, including, but not limited to: an ongoing evaluation…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“The Reporting Persons intend to review the performance of their investment in the Issuer from time to time. Depending on various factors, including the business, prospects and financial position of the Issuer, the current and anticipated future price levels of the Common Stock and currency exchange rates, the conditions in the securities markets and general economic and industry conditions, as well as the other investment opportunities available to them, each of the Reporting Persons will take such actions with res…”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended to incorporate the following at the end thereof: On September 5, 2026, Success Cup Limited ("Success Cup"), an exempted company incorporated with limited liability under the laws of the Cayman Islands and a wholly-owned subsidiary of CCM Success, L.P. ("CCM Success"), a limited partnership incorporated under the laws of the Cayman Islands, entered into an agreement to acquire 82,936,749 Preferred Shares from CCM Lucky, L.P. ("CCM Lucky"), a limited partnership incorporat…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented as follows: On September 7, 2026, HBM sent formal notice to the Issuer of its election to exercise its Pre-Funded Warrants in order to effectuate its voting obligations under the Shareholder Support Agreement (as defined and described in the Original Schedule 13D).”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Investment and company employee incentive awards”
Filing on EDGAR ↗“Investment purposes and Issuer employee incentive awards”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“On September 3, 2026 Chan Heng Fai sold 21,852 shares of the Issuer's common stock at a sale price of $0.82 per share.”
Filing on EDGAR ↗“Item 4 of the Schedule 13D is hereby amended and supplemented by inserting the following paragraph after the last paragraph thereof: The transaction described in Item 3 of this Amendment No. 17 resulted in the Moroun Grantor Trust no longer beneficially owning any shares of Common Stock of the Issuer and in increases in the percentages of outstanding shares of Common Stock beneficially owned by the 2020 Lindsay Moroun Trust and Frederick P. Calderone, respectively, since the filing of Amendment No. 16 to this Sched…”
Filing on EDGAR ↗No purpose text in the structured filing.
Filing on EDGAR ↗“Item 4 of the Statement is hereby amended and supplemented by inserting the following: 2026 GSAI AB Term Loan Facility On September 3, 2026, the Issuer, as borrower, entered into a credit agreement in relation to a USD 400,000,000 term loan facility (the "Term Loan Facility") with Geely Sweden Automotive Investment AB, as original lender and agent ("GSAI AB"). GSAI AB is a wholly owned subsidiary of Geely Sweden Holdings AB ("Geely Sweden"), the parent company of Volvo Car AB. The Term Loan Facility comprises two t…”
Filing on EDGAR ↗“Item 4 is hereby amended and supplemented in its entirety as follows: The information set forth in Item 3 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. In connection with the closing of the SPA, Envision was issued Warrants to purchase up to 10,982,412,800 Class A ordinary shares of the Issuer. To exercise the Warrant, the holder of the Warrant shall provide the Company with written notice of its intention to exercise the Warrant (in whole or in part) at least 61 calendar days…”
Filing on EDGAR ↗“The information set forth in Item 3 is hereby incorporated by reference in its entirety. The purchases of ADSs on the open market were made for investment purposes. Except as set forth in this Statement or in the transaction documents described herein, none of the Reporting Persons has any present plan or proposal which related to or would result in any transaction, change or event specified in clauses (a) through (j) of Item 4 of Schedule 13D. Each of the Reporting Persons hereto intends to review its shareholding…”
Filing on EDGAR ↗Passive 5% holders, last 30 days
| Filed | Ticker | Company | Holder | Stake | |
|---|---|---|---|---|---|
| Oct 22 | XELB | Xcel Brands, Inc. | Jeffrey Sanford Link | 8.0% | EDGAR ↗ |
| Oct 22 | TSQ | Townsquare Media, Inc. | The Capital Management Corporation | 18.7% | EDGAR ↗ |
| Oct 22 | MMED | MiniMed Group, Inc. | Capital Ventures International | 7.8% | EDGAR ↗ |
| Oct 22 | MHH | Mastech Digital, Inc. | The Capital Management Corporation | 8.7% | EDGAR ↗ |
| Oct 22 | LFVN | LifeVantage Corporation | The Capital Management Corporation | 18.3% | EDGAR ↗ |
| Oct 22 | INLF | INLIF Ltd | L1 Capital Global Opportunities Master Fund, Ltd. | 10.0% | EDGAR ↗ |
| Oct 22 | HESM | Hess Midstream LP | Bank of New York Mellon Corp | 5.1% | EDGAR ↗ |
| Oct 22 | FLSC | Frazier Life Sciences Acquisition Corp. II | RA Capital Management, L.P. | 9.0% | EDGAR ↗ |
| Oct 22 | EDVA | Endovia Health Sciences, Inc. | C/M Capital Master Fund, LP | 7.2% | EDGAR ↗ |
| Oct 22 | DLB | Dolby Laboratories, Inc. | Bank of New York Mellon Corp | 8.6% | EDGAR ↗ |
| Oct 22 | CTY | City Therapeutics, Inc. | Invus Public Equities, L.P. | 8.1% | EDGAR ↗ |
| Oct 22 | CTNM | Contineum Therapeutics, Inc. | Trails Edge Capital Partners, LP | 5.1% | EDGAR ↗ |
| Oct 22 | BTCW | WisdomTree Bitcoin Fund | Bank of New York Mellon Corp | 16.6% | EDGAR ↗ |
| Oct 22 | BGLC | BioNexus Gene Lab Corp | Fidelion Diagnostics Pte. Ltd. | 13.4% | EDGAR ↗ |
| Oct 22 | ACU | Acme United Corporation | The Capital Management Corporation | 9.8% | EDGAR ↗ |
| Oct 21 | XAIR | Beyond Air, Inc. | Lin Yi-Chien | 8.9% | EDGAR ↗ |
| Oct 21 | WTS | WATTS WATER TECHNOLOGIES, INC. | Timothy P. Horne | 17.7% | EDGAR ↗ |
| Oct 21 | WFF | WF Holding Limited | Orca Capital AG | 9.9% | EDGAR ↗ |
| Oct 21 | VRA | Vera Bradley, Inc. | ROYCE & ASSOCIATES LP | 5.9% | EDGAR ↗ |
| Oct 21 | SVV | Savers Value Village, Inc. | BAILLIE GIFFORD & CO | 7.4% | EDGAR ↗ |
| Oct 21 | SPTY | SPECIFICITY, INC. | CLEARTHINK CAPITAL PARTNERS, LLC | 9.9% | EDGAR ↗ |
| Oct 21 | SGRP | SPAR Group, Inc. | Brown Rory William | 7.5% | EDGAR ↗ |
| Oct 21 | SE | Sea Ltd | BAILLIE GIFFORD & CO | 6.6% | EDGAR ↗ |
| Oct 21 | OPRX | OptimizeRx Corp | ROYCE & ASSOCIATES LP | 7.0% | EDGAR ↗ |
| Oct 21 | JILL | J. Jill Inc | ROYCE & ASSOCIATES LP | 11.0% | EDGAR ↗ |
| Oct 21 | IOT | Samsara Inc. | BAILLIE GIFFORD & CO | 14.2% | EDGAR ↗ |
| Oct 21 | INLF | INLIF Ltd | S.H.N. Financial Investments Ltd. | 10.0% | EDGAR ↗ |
| Oct 21 | HEPA | Hepion Pharmaceuticals, Inc. | Kenneth Rickel | 7.2% | EDGAR ↗ |
| Oct 21 | FLSC | Frazier Life Sciences Acquisition Corp. II | Deep Track Capital, LP | 9.0% | EDGAR ↗ |
| Oct 21 | FLSC | Frazier Life Sciences Acquisition Corp. II | BVF PARTNERS L P/IL | 6.4% | EDGAR ↗ |
| Oct 21 | CWH | Camping World Holdings, Inc. | JANE STREET GROUP, LLC | 5.9% | EDGAR ↗ |
| Oct 21 | CSV | CARRIAGE SERVICES INC | Jeffrey K Boutwell | 6.4% | EDGAR ↗ |
| Oct 21 | CNXC | Concentrix Corp | Synnex Technology International CORP | 5.3% | EDGAR ↗ |
| Oct 21 | CIFR | Cipher Digital Inc. | JANE STREET GROUP, LLC | 5.4% | EDGAR ↗ |
| Oct 21 | CIFR | CIPHER DIGITAL INC. | Citadel Securities GP LLC | 5.5% | EDGAR ↗ |
| Oct 21 | AAP | ADVANCE AUTO PARTS INC | PZENA INVESTMENT MANAGEMENT LLC | 8.3% | EDGAR ↗ |
| Oct 20 | WHR | Whirlpool Corporation | Millennium Management LLC | 5.3% | EDGAR ↗ |
| Oct 20 | UAC | United Acquisition Corp. I | Picton Mahoney Asset Management | 5.7% | EDGAR ↗ |
| Oct 20 | THEO | BOA Acquisition Corp. II | Yakira Capital Management, Inc. | 6.5% | EDGAR ↗ |
| Oct 20 | TALO | Talos Energy Inc. | Carlos Slim Helu | 14.7% | EDGAR ↗ |
| Oct 20 | SMRT | SmartRent, Inc. | John Hanson Helm | 7.1% | EDGAR ↗ |
| Oct 20 | SKK | Rantizo | Tara Sweder | 9.9% | EDGAR ↗ |
| Oct 20 | SG | Sweetgreen, Inc. | BAILLIE GIFFORD & CO | 8.0% | EDGAR ↗ |
| Oct 20 | SCPQ | Social Commerce Partners Corp | Picton Mahoney Asset Management | 5.6% | EDGAR ↗ |
| Oct 20 | RARE | Ultragenyx Pharmaceutical Inc. | Madison Avenue International LP | 6.4% | EDGAR ↗ |
| Oct 20 | PZZA | PAPA JOHNS INTERNATIONAL INC | Norbel Investments, S.L. | 5.0% | EDGAR ↗ |
| Oct 20 | PONO | Pono Capital Four, Inc. | Picton Mahoney Asset Management | 5.7% | EDGAR ↗ |
| Oct 20 | ODD | Oddity Tech Ltd | BAILLIE GIFFORD & CO | 21.2% | EDGAR ↗ |
| Oct 20 | NXTC | NextCure, Inc. | JP Sailing Capital Ltd | 9.9% | EDGAR ↗ |
| Oct 20 | MATW | MATTHEWS INTERNATIONAL CORPORATION | Oaktree Capital Management, L.P. | 9.7% | EDGAR ↗ |
| Oct 20 | HERZ | Herzfeld Credit Income Fund, Inc | CSS LLC/IL | 5.5% | EDGAR ↗ |
| Oct 20 | ESLT | ELBIT SYSTEMS LTD | Harel Insurance Investments & Financial Services Ltd. | 5.2% | EDGAR ↗ |
| Oct 20 | DUOL | Duolingo, Inc. | BAILLIE GIFFORD & CO | 11.3% | EDGAR ↗ |
| Oct 20 | DCX | Digital Currency X Technology Inc. | S.H.N. Financial Investments Ltd. | 10.0% | EDGAR ↗ |
| Oct 20 | CAMT | CAMTEK LTD | Migdal Insurance & Financial Holdings Ltd. | 10.1% | EDGAR ↗ |
| Oct 20 | BMBL | Bumble Inc | Glazer Capital, LLC | 7.1% | EDGAR ↗ |
| Oct 20 | BLUW | Blue Water Acquisition Corp. III | Picton Mahoney Asset Management | 5.4% | EDGAR ↗ |
| Oct 20 | BLBD | Blue Bird Corporation | Millennium Management LLC | 5.2% | EDGAR ↗ |
| Oct 20 | AUXX | Gold X2 Mining Inc. | SS3H Ventures LLC | 7.5% | EDGAR ↗ |
| Oct 19 | ZSTK | ZeroStack Corp. | Alexander Pack | 8.6% | EDGAR ↗ |
A 13G is the passive version: 5% or more with no intent to influence control, often index funds and asset managers. 70 13D filings on private funds or issuers without a ticker are stored but not shown. Intent labels are ours, read from the filing’s stated purpose; the quote is the filer’s.